Clinical and Diagnostic Laboratory Immunology, November 2001, p. 1145-1149, Vol. 8, No. 6
1071-412X/01/$04.00+0 DOI: 10.1128/CDLI.8.6.1145-1149.2001
Receiver Operating Characteristics Analyses of Food
and Drug Administration-Cleared Serological Assays for Natural Rubber
Latex-Specific Immunoglobulin E Antibody
Raymond E.
Biagini,1,*
Edward F.
Krieg,1
Lynne E.
Pinkerton,2 and
Robert
G.
Hamilton3
Division of Applied Research and
Technology1 and Division of Surveillance
Hazard Evaluations and Field Studies,2 National
Institute for Occupational Safety and Health, Centers for Disease
Control and Prevention, Public Health Service, Department of Health and
Human Services, Cincinnati, Ohio 45226, and Division of
Allergy and Clinical Immunology, Johns Hopkins Asthma and Allergy
Center, Johns Hopkins University School of Medicine, Baltimore,
Maryland 212243
Received 21 May 2001/Returned for modification 7 August
2001/Accepted 22 August 2001
 |
ABSTRACT |
Receiver operating characteristics (ROC) analyses to evaluate and
compare the diagnostic accuracy of Food and Drug Administration (510K)-cleared natural rubber latex (NRL)-specific immunoglobulin E
(IgE) antibody immunoassays have not been performed using
well-characterized skin-testing reagents. Sera were collected from 311 subjects (131 latex puncture skin test [PST] positive and 180 PST
negative). All masked, coded sera were analyzed for latex-specific IgE
antibodies in the Diagnostic Products Corporation microplate AlaSTAT,
HYCOR HY-TEC RAST, and Pharmacia-Upjohn CAP System RAST FEIA
(CAP). Diagnostic accuracy was evaluated using GraphRoc for Windows
software to construct and analyze ROC curves in relation to the
subjects' PST status and the results of the immunoassays. The ROC
areas under the curve (AUCs) ± standard error based on PST for
the three diagnostic tests were 0.858 ± 0.024, 0.869 ± 0.024, and 0.924 ± 0.017, respectively, for AlaSTAT, CAP, and
HY-TEC. The HY-TEC system had a significantly greater AUC based on PST
than those observed for AlaSTAT (P < 0.05) and CAP
(P < 0.05) analyses. When the diagnostic tests
were probed as to the cutoffs giving maximal diagnostic efficiency
compared to PST, CAP and AlaSTAT yielded values of <0.35 kU of
allergen IgE (kUA)/liter and <0.35 kU/liter while
the HY-TEC assay yielded 0.11 kU/liter. The diagnostic efficiencies based on PST in our cohort at these cutoffs were 87.1, 88.1, and 88.7%, respectively. The HY-TEC assay had a significantly greater AUC
than CAP and AlaSTAT using PST as a diagnostic discriminator in our
cohort. When the HY-TEC system was probed at its maximally efficient
cutoff (0.11 kU/liter) versus HYCOR's recommended cutoff of 0.05 kU/liter, a loss of sensitivity of 8.4% was observed with a gain in
specificity of 19.5%.
 |
INTRODUCTION |
Prevalence studies indicate
that around 5 to 15% of the exposed health care workforce is
sensitized to natural rubber latex (NRL). The general population
exhibits a much lower prevalence of NRL sensitization (around 6 to 7%)
(1, 3, 4, 11, 12, 16, 17, 18). These prevalence estimates
are based on seroprevalence with a variety of assays. The marked
discrepancies in seroprevalence rates and risk estimates among studies
were thought to be due to the reduced sensitivity of these assays
compared to puncture skin tests (PST) (7) or
overestimation of the seroprevalence where the true seroprevalence is
low (20). PST has been regarded as a primary confirmatory
test for the assessment of patients for immunoglobulin E (IgE)-mediated
latex disease, although the absence of a Food and Drug Administration
(FDA)-licensed Hevea brasiliensis latex extract in the
United States has restricted its use in the diagnosis of latex
hypersensitivity. Because of this, serological tests have become
critically important in diagnosis. We have shown marked differences in
the diagnostic performances of these serological tests compared to
either clinical history or results of PST with a well-characterized
skin test reagent (7). In that study, the current
FDA-cleared latex IgE assays produced a substantial number (25 to 28%)
of false-negative and false-positive IgE antibody results. In order to
investigate whether a partial explanation of the poor association
between serological assays and PST for the diagnosis of latex
hypersensitivity was due to systematic biases within the assays
themselves, we undertook a comprehensive analysis of their performance.
Clinical accuracy and positive threshold cutoffs for latex-specific IgE
using the three presently FDA-cleared diagnostic tests, CAP System RAST FEIA (CAP) (Pharmacia-UpJohn Corporation, Uppsala, Sweden), the AlaSTAT
Microplate Assay (Diagnostic Products Corporation, Los Angeles,
Calif.), and the HY-TEC EIA System (HYCOR Biomedical, Irvine, Calif.),
were compared. We did this by using the results of nonammoniated latex
PST as the diagnostic discriminator and preparing receiver operating
characteristics (ROC) curves. The ROC plots graphically display the
entire spectrum of a test's performance for a particular sample group
by demonstrating the ability of a test to discriminate between
alternative states of health. The points along the ROC curve represent
the sensitivity-specificity pairs corresponding to all possible
decision thresholds for defining a positive test result. On the
y axis, sensitivity, or the true-positive fraction, is
plotted. On the x axis, the false-positive fraction (or 1 specificity) is plotted. This is the fraction of truly negative subjects who nevertheless have positive test results; therefore, it is
a measure of specificity (13). The area under the ROC curve (AUC) is an overall index of diagnostic accuracy that is not
dependent on a decision threshold. An AUC of 0.5 indicates that the
discriminatory ability of the test is no better than chance. An AUC of
1.0 indicates perfect discriminatory ability.
 |
MATERIALS AND METHODS |
Human sera.
The Human Subjects Review Board of the National
Institute for Occupational Safety and Health (NIOSH), Centers for
Disease Control and Prevention, approved the study design. Subjects
(n = 311) were recruited from across the United States
as part of an FDA-reviewed multicenter latex skin-testing study
protocol (8). Following informed consent, the subject's
latex hypersensitivity history status was determined based on an
extensively critiqued clinical history questionnaire (6).
Whole blood was collected by venipuncture, clotted for 30 min, and
centrifuged, and the serum was aliquoted, coded, and frozen until the
time of analysis. All subjects underwent PST with a bifurcated needle
with saline, histamine (1.8 mg/ml; Allermed Laboratories, San Diego,
Calif.), and nonammoniated latex (Greer Laboratories, Lenoir,
N.C.) at 1, 100, and 1,000 mg/ml as described elsewhere
(12, 15). Sera were collected from 311 (131 latex
PST-positive and 180 PST-negative) subjects. Separate quality control
sera containing 1 to 3 IU of latex-specific IgE/ml were analyzed in
multiple runs of each assay to assess between-assay variation.
Inclusion and exclusion criteria, as well as a more detailed
description of the FDA-approved study which was the basis of the
samples obtained for the present study, are given elsewhere (6,
8).
Serological analyses.
NRL-specific IgE antibody was measured
in the three FDA-cleared immunoassays briefly described below using
coded sera in a masked mode. After submission of the data, an
independent investigator at NIOSH broke the latex hypersensitivity
history and PST codes.
CAP was performed by the Johns Hopkins University Division of Allergy
and Clinical Immunology Reference Laboratory (Baltimore, Md.) in
accordance with the manufacturer's instructions using reagents
purchased from Pharmacia-UpJohn Corporation. The assay is a solid-phase
immunofluorometric assay in which IgE antibody is bound to latex
allergosorbent (K82; sponge matrix) and detected with
-galactosidase-labeled rabbit polyclonal anti-human IgE and
4-methylumbelliferyl-
-D-galactosidase substrate. The
manufacturer recommends considering results of
0.35
kUA/liter positive. The Biological Monitoring
Laboratory Section at NIOSH (Cincinnati, Ohio) performed the AlaSTAT
Microplate Assay in accordance with the manufacturer's instructions
using reagents purchased from Diagnostic Products Corporation. The
assay is a liquid phase imunoenzymetric assay in which latex allergen
(K82) that is coupled to soluble biotin-polymer or -copolymer matrix
binds antibody. The complex is then bound to biotin-coated microtiter
plate wells with the addition of avidin, and bound IgE is detected with
peroxidase-labeled murine monoclonal anti-human IgE and
3,3',5,5'-tetramethylbenzidine substrate in buffered
H2O2. The manufacturer
recommends considering results of
0.35 kU/liter positive.
The company (HYCOR Biomedical) laboratory performed the HY-TEC EIA
System according to the instructions in the package insert. The assay
is an enzyme immunoassay in which IgE antibody binds to latex (K82)
cellulose disks and is detected with phosphatase-conjugated mouse
anti-human IgE and p-nitrophenyl phosphate substrate in diethanolamine buffer. The manufacturer recommends considering results
of
0.05 kU/liter positive (modified scoring system).
Statistical analyses:
Curves were prepared and analyzed
using GraphRoc for Windows (version 2.0; downloaded from
http://members.tripod.com/refstat/grdownload.htm). Data on 311 samples for which we had data from all three analyses were analyzed. A
two-tailed type I error level of 0.05 was considered significant.
Statistical analyses were performed using SPSS (version 9; SPSS, Inc.,
Chicago, Ill.) and SAS (SAS Institute Inc., Cary, N.C.). Assay
performance was computed using the following definitions (where FN is a
false-negative diagnostic test result, FP is a false-positive
diagnostic test result, TP is a true-positive diagnostic test result,
and TN is a true-negative diagnostic test result). Sensitivity [TP/(TP + FN) · 100] was defined as the percentage of positive tests in
subjects with a positive latex PST. Specificity [TN/(FP + TN) · 100] was defined as the percentage of negative tests in subjects with
a negative PST. Predictive value for a positive test [TP/(TP + FP) · 100] describes the percentage of subjects with a positive
test that have a positive PST. Predictive value for a negative test
[TN/(TN + FN) · 100] is the percentage of subjects with a
negative test that have a negative PST. Efficiency [(TP + TN)/(TP + FP + TN + FN) · 100] describes the percentage of subjects
correctly classified as having a positive and negative latex PST.
McNemar's test was used to assess statistical differences among the
sensitivities, specificities, efficiencies, and positive and negative
predictive values of the different methods. An averaging method
(10) was employed to minimize bias in cases where sera had
results below the limit of detection of the assay. For testing of the
significance of differences between AUCs for multiple ROC curves, the
method of Hanley and McNeil (9) was used. Confidence intervals (95%) were calculated from a normal distribution as previously described by Galen and Peters (5). The
thresholds that maximized diagnostic efficiency for our cohort were
chosen as the optimal cutoffs. If the optimal decision threshold
obtained in the ROC analysis was different from the manufacturer's
recommended threshold, a Bayesian analysis was conducted to obtain
predictive values for a positive test, predictive values for a negative
test, and efficiency of the test for both decision thresholds using the
following formulas: PPV = Se(P)/[Se(P) + (1
Sp)(1
P)] and NPV = Sp(1
P)/[(1
Se)P + Sp(1
P)], where PPV is the predictive value of a positive
test, NPV is the predictive value of a negative test, Se is
sensitivity, Sp is specificity, and P is prevalence.
 |
RESULTS |
The reproducibilities of the three assays have already
been reported (7). Briefly, intra-assay agreement was
evidenced by 96% concordance of positivity among results of the 22 coded duplicate (split) specimens in all three assays using the
respective manufacturers' recommended cutoffs. Intra-assay
coefficients of variation for the interpolated kU/liter results
obtained with the 17 split sera from PST-positive subjects were 24.9 (CAP), 16.1 (AlaSTAT), and 15.2% (HY-TEC). Between-assay variation for the three assays was 10.5% (n = 36; mean level, 0.78 IU/ml), 12.4% (n = 12; mean level, 1.61 kU/liter), and
20.3% (n = 69; mean level, 2.41 kU/ml) for the CAP,
ALASTAT, and HY-TEC assays, respectively. The ROC AUCs ± standard
error based on PST (Fig. 1) for the three diagnostic tests were 0.858 ± 0.024, 0.869 ± 0.024, and
0.924 ± 0.017, respectively, for AlaSTAT, CAP, and HY-TEC. The
HY-TEC system had a significantly greater AUC based on PST than those observed for both AlaSTAT (P < 0.05) and CAP
(P < 0.05) assays. When the diagnostic tests were
probed as to the cutoffs giving maximal diagnostic efficiency for PST,
the CAP and AlaSTAT assays yielded values of <0.35
kUA/liter and <0.35 kU/liter, while the HY-TEC
assay yielded 0.11 kU/liter. The diagnostic efficiencies based on PST
at these cutoffs were 87.1, 88.1, and 88.7% for AlaSTAT, CAP, and
HY-TEC, respectively. The diagnostic sensitivity (P < 0.001) and negative predictive value (P < 0.05) of the
HY-TEC assay, based on PST, were significantly greater than those
displayed by the CAP and AlaSTAT systems, while the specificity
(P < 0.05) was significantly lower. These results are
shown in Table 1. Table
2 indicates the positive and negative
predictive values and efficiency of the HY-TEC assay using the
manufacturer's recommended decision threshold and the optimal decision
threshold obtained in the ROC analysis for various prevalence
situations.

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|
FIG. 1.
ROC curves based on PST obtained in the analysis of 311 sera in CAP, Diagnostic Products Corporation AlaSTAT, and HYCOR
HY-TEC assays.
|
|
 |
DISCUSSION |
Clinical accuracy is the basic ability to discriminate between two
subclasses of subjects where there is some clinically relevant reason
to do so. This concept of clinical accuracy refers to the quality of
the initial classification of the subjects based on a diagnostic
discriminator. The accuracy of the probing provided by the
discriminator is the basis of any comparisons of the usefulness of
diagnostic testing. ROC curves yield a simple graphical method to
evaluate the trade-offs obtained between sensitivity and specificity across all test cutoffs. In the present work, we use a discriminator (PST) which has been rigorously validated (6, 8), yielding the possibility to determine, with some confidence, the accuracy of the
diagnostic tests used to dichotomize subjects.
Choosing the optimal decision is a trade-off between optimizing
sensitivity and specificity. The optimal decision thresholds obtained
in this analysis were selected assuming that the cost of a
false-positive result and the cost of a false-negative result were
equal, but this may not be the case in some clinical applications. The
optimal decision threshold for a specific clinical application involves
a number of factors that are not properties of the testing system;
rather they are properties of the clinical application. These include
prevalence, the outcomes and the relative values of those outcomes, the
costs to the patient and others of incorrect classification
(false-positive and false-negative classifications), and the costs and
benefits of various interventions. These characteristics interact with
test results to affect usefulness. Methods have been developed for
determining the optimal decision threshold based on the prevalence and
the costs of incorrect classification (14, 21). In
general, a higher decision threshold is preferred if the prevalence is
low or if the cost of a false-positive result is greater than the cost
of a false-negative result. A lower decision threshold is preferred if
the prevalence is high or if the cost of a false-negative result is
greater than the cost of a false-positive result. We presented data for
the HY-TEC assay demonstrating the effects of using the manufacturer's
recommended decision threshold and the optimal decision threshold we
obtained from the ROC analysis. These data assume that sensitivity and
specificity are inherent properties of the test and thus independent of
prevalence. Although this is generally assumed to be the case,
sensitivity and specificity may vary among different subpopulations and
thus are dependent on the composition of the population under study
(2). Unlike sensitivity and specificity, diagnostic
efficiency is dependent on disease prevalence, and the prevalence in
the study sample may not be representative of the prevalence in the
target population in some clinical applications; thus, the diagnostic
efficiencies reported for the assays cannot be generalized to other
clinical applications. Another disadvantage of comparing diagnostic
efficiencies of different tests is that two tests may have the same
diagnostic efficiency but perform quite differently. For example, one
test may result in many false positives and few false negatives whereas another test may result in many false negatives but few false positives.
ROC analyses also provide support for the proposed hypothesis
(15) that IgE antibody assays can detect different subsets of IgE antibody of a given specificity, possibly as a result of differential specificities of their allergen-containing reagents. There
are several possible reasons for this: different batches of source
latex are known to vary up to 25-fold in total allergen content
(19); sensitized individuals produce specific IgE
antibodies to at least 8, and possibly as many as 11, Hevea
allergens, Hev b1 to Hev b11
(http://dmd.nihs.go.jp/latex/allergen-e.html); and all of these
allergens differ in structure, size, net charge (pI), relative
allergenicity, and abundance in NRL, and many have been sequenced
(http://www.iit.edu/~sgendel/nonfdall.htm). Moreover, aqueous
latex extracts vary widely in their relative contents of rubber
particle-associated proteins (Hev b1, or rubber elongation factor,
14.6- or 58-kDa tetramer, and Hev b3, or prenyltransferase or
small rubber particle protein, 23 to 27 kDa). The relative contents and
ratios of Hevs in the final allergen preparation most probably could
affect the diagnostic accuracy of a specific test. Other
potential causes of allergen-containing-reagent heterogeneity include
variable stability during storage and variable binding of allergen to
labels (e.g., biotinylated copolymer in AlaSTAT) or solid supports
(sponge in CAP; cellulose disk in HY-TEC) (15).
In the present study, we have examined the diagnostic accuracies of
three FDA-cleared latex-specific IgE antibody immunoassays using 311 sera that were collected from subjects participating in a multicenter
latex skin-testing study (6, 8). The diagnostic performances of the three assays using the manufacturers' recommended decision thresholds have already been described (7). We
extend those findings by comparing the diagnostic accuracies of the
three FDA-cleared anti-latex IgE tests by the use of ROC curve
analyses. The results of these analyses indicate that the HY-TEC system yields a significantly greater AUC than CAP or AlaSTAT when PST is used
as a diagnostic discriminator. At this cutoff, the HY-TEC system
has an increased sensitivity of as much as 9.9% over CAP and AlaSTAT
(at their respective maximally efficient cutoffs of <0.35
kUA/liter and <0.35 kU/liter) with a reduction
in specificity of only 4.4%, clearly indicating that it is the most
sensitive of the three tests at their optimal thresholds in a
simultaneous comparison. It should be kept in mind that the HY-TEC
assay using the 0.11-kU/liter cutoff misclassified 16.8% of
PST-positive individuals as negative and 7.2% of PST-negative
individuals positive. For comparison, the HY-TEC test using a
0.05-kU/liter cutoff yields a diagnostic sensitivity of 91.6% with a
diagnostic specificity of 73.3%, while at 0.11 kU/liter, the
diagnostic sensitivity is 83.2% with a diagnostic specificity of
92.8%. Comparing the two HY-TEC cutoffs (0.05 and 0.11 kU/liter)
indicates a loss of sensitivity at the higher cutoff of 8.4% with a
gain in specificity of 19.5%. The positive and negative predictive
values and efficiency of the HY-TEC assay using the manufacturer's
recommended decision threshold and the optimal decision threshold
obtained in the ROC analysis will change (Table 2) depending on prior
probability (prevalence).
ROC analysis is uniquely suited to situations where multiple unknown
complex multivariate responses are being examined simultaneously. In
this case, PST with NRL (which is a complex mixture of numerous [
240] proteins) was evaluated using FDA-cleared serum tests which potentially contain multiple similar or modified latex antigens. Although precise chemical correlations between the skin test and serum
antibody specificities are difficult to know with certainty, the
presence of a validated discriminator (PST) allows the mathematical interpretation of diagnostic-test responses at increasing
positive-negative thresholds and their comparison to the presence or
absence of disease. Finally, care should be exercised when interpreting
negative IgE antibody results from the CAP and AlaSTAT assays, even at their manufacturers' recommended positive cutoffs, since these assays
misclassify approximately 25% of subjects who are skin test positive
as IgE antibody negative (false negative). Care should also be
exercised when interpreting positive IgE antibody results from the
HY-TECH assay, even at the manufacturer's recommended positive
cutoffs, since this assay misclassifies approximately 25% of
PST-negative subjects as IgE antibody positive (false positives).
 |
ACKNOWLEDGMENTS |
The NIOSH aspects of this work were supported by an interagency
agreement between NIOSH and NIEHS (Y02ES10189). The Johns Hopkins
University segment of this work has been supported by NIH grant
AI-31867 and Allegiance Healthcare Corporation. Hamilton and Johns
Hopkins University are entitled to royalties derived from the sale of
latex skin-testing reagents prepared by Greer Laboratories, Inc., used
in the skin-testing portion of this study. The terms of this
arrangement have been reviewed and approved by Johns Hopkins University
in accordance with its conflict of interest policy.
We thank Doug Sharpnack, Director, Division of Applied Research and
Technology, NIOSH, for proctoring the data for this study. In addition,
we appreciate the excellent technical assistance of S. Robertson, D. Murphy, B. MacKenzie, and J. Wisenauer. We also wish to thank the
Multi-Center Latex Skin Testing Study Task Force of the American
Academy of Allergy, Asthma, and Immunology: Robert E. Esch, Greer
Laboratories; James A. MacLean, Massachusetts General Hospital, Boston,
Mass.; Gary J. Stadtmauer, Mt. Sinai Medical Center, New York, N.Y.;
David Husman, Greer Laboratories; Mark Bubak, Central Plains Clinic,
Sioux Falls, S.D.; David B. K. Golden, Baltimore, Md.; David F. Graft, Park Nicollet Clinic, Minneapolis, Minn.; Judy S. Kelloway, Park
Nicollet Clinic; Kevin J. Kelly, Medical College of Wisconsin,
Milwaukee; Kenneth T. Kim, Allergy Asthma and Respiratory Care Center,
Long Beach, Calif.; Christopher C. Randolph, Waterbury, Conn.; Jay E. Slater, Children's National Medical Center, Washington, D.C.; David I. Bernstein, University of Cincinnati, Cincinnati, Ohio; and Michael B. Wein, Vero Beach, Fla.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Division of
Applied Research and Technology, National Institute for Occupational
Safety and Health, MS-C26, 4676 Columbia Parkway, Cincinnati, OH 45226. Phone: (513) 533-8196. Fax: (513) 533-8494. E-mail:
reb4{at}cdc.gov.
 |
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Clinical and Diagnostic Laboratory Immunology, November 2001, p. 1145-1149, Vol. 8, No. 6
1071-412X/01/$04.00+0 DOI: 10.1128/CDLI.8.6.1145-1149.2001