Clinical and Diagnostic Laboratory Immunology, March 2001, p. 209-220, Vol. 8, No. 2
1071-412X/01/$04.00+0 DOI: 10.1128/CDLI.8.2.209-220.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Cell-Mediated Immune Response to Human Papillomavirus Infection
Department of Pediatrics1 and Department of Laboratory Medicine,2 School of Medicine, University of California San Francisco, San Francisco, California 94143
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INTRODUCTION |
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Acquisition of human papillomavirus (HPV) results in an infection of variable duration which may or may not be associated with clinically apparent lesions. Lesions caused by skin-tropic HPV types generally manifest as cutaneous warts and most often resolve over a period of months to years. On the other hand, anogenital infections are more likely to remain clinically inapparent. The development of DNA amplification-based tests has demonstrated that anogenital infections are quite common and generally self-limited. For example, we and others have shown by PCR testing of multiple samples collected at different points in time-that 70 to 90% of sexually active adolescents and young women who develop an incident cervical HPV infection will show clearance of infection within 12 to 30 months (47, 61, 94). The factors influencing the natural history of these infections are not well understood. Given that persistent anogenital infection with oncogenic HPV types is associated with increased risk of neoplasia and invasive cancers (22, 59, 70, 71, 94, 124) and that cervical carcinoma remains a leading cause of death among women in developing countries (129), understanding these factors is of considerable importance.
Substantial effort has been directed recently at understanding the role of the host's immune response in the natural history of HPV, and in particular, anti-viral, cell-mediated immunity. Empirical evidence for the importance of cell-mediated immunity in control of HPV infection comes from an extensive body of literature documenting the increased prevalence of HPV infection and associated disease among immunosuppressed populations, including those with iatrogenic immunosuppression such as renal transplant recipients and individuals with human immunodeficiency virus (HIV) infection. Sillman and coauthors (128) reported in 1984 on 20 immunosuppressed women with various causes of immunosuppression who had lower genital neoplasia, describing evidence of associated HPV infection in all 20. Penn, in 1986, reported a 100-fold increase in cancer of the vulva and anus in renal transplant recipients (111). In the 1990s, as molecular testing for HPV infection came into its own, several reports confirmed increased incidence of HPV infection (50) and associated morbidities, including warts (77) and cervical squamous intraepithelial lesions (SIL) (104), among immunosuppressed renal transplant recipients.
The most persuasive evidence for the association between cellular immune defects and HPV infection and related morbidities comes from persons with HIV infection. Such individuals show increased prevalence of anogenital HPV infection (31, 32, 60, 105-107) as well as longer periods of HPV persistence (31, 40, 46, 90, 136). In addition, infection with multiple HPV types and with oncogenic types are more common (9, 31, 46, 78, 90, 107, 136). Associations between markers of HIV disease status (e.g., viral load and CD4 lymphocyte count) and HPV infection have been inconsistent. Most studies have suggested that advanced disease and greater immunological deficit are associated with higher prevalence and persistence of HPV infection (8, 31, 60, 78, 107, 108). On the other hand, several studies have found that HIV status influences HPV infection and SIL independently of CD4 counts (93, 147). These differences may have been due to specific population characteristics, such as young age, or early stages of HIV infection (93). The risk of abnormal cervical or anal cytology as well as of HPV-related anogenital disease (cervical SIL or anal intraepithelial neoplasia) is also increased in HIV-infected individuals (9, 33, 46, 60, 73, 78, 93, 105, 106, 117, 147). While, as mentioned above, most studies have suggested that the association between HIV infection and increased prevalence of HPV infection and disease is related to the immunosuppression seen in HIV infection, there is also some evidence that mechanisms other than immunosuppression, such as direct molecular interactions between HIV and HPV viral genes, may influence the natural history of HPV (8, 43, 93, 146). Nonetheless, the bulk of evidence strongly supports the notion that altered cell-mediated immunity is associated with increased HPV infection and disease.
Studies of cell-mediated immune responses to HPV have been hampered by several factors. First, the life cycle and gene transcription patterns of HPV are dependent on the stages of differentiation of keratinocytes (138). Only recently have there been successful models that allow in vitro propagation of HPV. Second, interpretation of published studies is difficult due to the interlaboratory variability of target antigens and assays, inadequate assessment of HPV type specificity, and inadequate HPV characterization of the study population. Third, HPV infection is highly localized to squamous epithelial sites, without significant systemic manifestations. Consequently, demonstrating evidence of HPV-specific immune responses in peripheral blood has proved challenging. Nonetheless, the last decade has seen significant advances in unraveling the role of cellular immunity in the natural history of HPV infection. This review will cover current understanding and recent advances, starting with cellular aspects of innate immunity, and then covering the recognition and effector phases of the adaptive cellular response.
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INNATE IMMUNITY |
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Direct antiviral and antiproliferative effects of cytokines.
Epithelial cells, once viewed principally as a mechanical barrier, are
now regarded as having much more complex roles in cellular immunity.
Keratinocytes, including cervical keratinocytes, constitutively secrete
low levels of a variety of cytokines (133, 151, 156), including proinflammatory cytokines, growth factors, and chemokines, and can be induced by various stimuli to produce significant amounts (10, 133, 151). In this section on innate immunity, the
antiviral and antiproliferative effects of several cytokines will be
considered. These include transforming growth factor
(TGF-
),
tumor necrosis factor (TNF), and the type I interferons (alpha and beta
interferon [IFN-
and -
, respectively]), which are products of,
among other cell types, epithelial cells (133, 151). In
the section on adaptive immunity, other functions of epithelial
cell-derived cytokines will be reviewed as will the important areas of
cytokine production by T cells and the roles of cytokines in the
regulation of T-cell responses.
, TNF, and the interferons, to inhibit the proliferation in vitro of both normal and HPV-transformed
keratinocytes, as well as inhibiting expression of HPV genes including
the early genes E6 and E7. Expression of the E6
and E7 proteins has been shown to be critical for malignant
transformation of infected cells (34, 58). E6 has been
shown to interact with the anti-oncogene protein p53 by enhancing its
degradation through ubiquitin-mediated proteolysis (121)
via a mechanism requiring E6-associated protein (13),
while E7 interacts with the tumor-suppressing retinoblastoma gene
protein (45). These examples oversimplify the roles of the
E6 and E7 proteins in malignancy, since both have also been shown to
interact with numerous other cell cycle functional genes.
Studies of the growth-inhibitory effects of cytokines and of the
potential for HPV-infected cells to escape growth inhibition have, of
necessity, relied mainly on cell lines and are highly dependent on
experimental conditions. It is therefore not surprising that the
results have been confusing. TGF-
provides a good example of the
range of findings which have been reported. TGF-
1 has been shown to
be both a product of and a growth inhibitor of nontumorigenic HPV type
16 (HPV-16)- and HPV-18-immortalized cells (17, 18). The
growth-inhibitory effect in HPV-16- or -18-transformed cells appears to
be associated with the inhibition of expression of E6 and
E7 (17, 155). For HPV-16, this inhibition
occurs at the level of transcription, and the effects of exogenous
TGF-
1 can be blocked by cycloheximide, indicating a requirement for synthesis of negative regulatory proteins (17, 155).
Woodworth and coauthors (155) concluded that TGF-
1 may
be an autocrine regulator of HPV gene expression in HPV-infected
genital epithelial cells. It has also been shown that the
TGF-
1-induced growth inhibition in HPV-16-immortalized cells is
accompanied by suppression of steady-state levels of RNA for the
proliferation-enhancing gene c-myc (18). In a
pair of recent studies, the expression of several proliferation-enhancing genes known to be regulated by TGF-
1 was
investigated. In the first of these studies (127),
HPV-11-transformed xenografts showed overexpression of TGF-
1 and
downregulation of the genes bcl-2, c-myc,
c-jun, and c-Ha-ras and that encoding NF
B,
suggesting a mechanistic association between TGF-
upregulation in
HPV-transformed papillomas and growth inhibition. Further supporting this contention, the same group also reported that TGF-
1 treatment of HPV-16-transformed, but not HPV-18-transformed, cells results in
downregulation of bcl-2 and NF
B gene expression
(126). The authors postulated that while the different
responses in the two cell lines may be virus type specific, they more
likely derive from the different stages of tumor progression of the lines.
The complexities of interpretation of data derived from studies of cell
lines are illustrated by various studies by Woodworth and coauthors. In
contrast to the studies described above from their group and several
others, they have more recently demonstrated (152)
that when HPV-immortalized cells are grown in a medium that
stimulates an early stage of squamous differentiation, TGF-
appears
to stimulate, rather than inhibit, cell growth. This growth stimulation
is seen only in HPV-immortalized, not normal (HPV-negative), cervical keratinocytes. The effect is indirect in that it
involves increased expression of epidermal growth factor receptor and
its ligand, amphiregulin, and the establishment of an autocrine
growth-stimulatory loop. The fact that normal cervical cells grown
under these same conditions exhibit the expected growth inhibition by
TGF-
suggests the possibility that HPV-infected cells may escape
this growth inhibition (as discussed in more detail below) and that
this escape may occur early, even before malignant transformation.
Culture conditions favoring early squamous differentiation could be
argued to more accurately reflect in vivo physiologic conditions;
it is nonetheless clear that conclusions drawn from cell line-based studies must be interpreted cautiously.
TNF is another cytokine product of keratinocytes which may have an
antiproliferative effect on HPV-infected cells, but the findings have
again been complex and are very similar to those for TGF-
. TNF
appears to have an antiproliferative effect on HPV-16-harboring
epithelial cells (84, 150), though not on HPV-18-immortalized cells (150). This effect involves
growth arrest in G0-G1 (149).
Malejczyk and coauthors (84) concluded, as it appears to
be an autocrine mechanism, that it could provide self-regulatory growth
control of HPV-associated neoplasia. Like TGF-
, TNF has been shown
to repress HPV-16 E6 and E7 expression at the
transcriptional level in an HPV-16-immortalized human keratinocyte cell
line, sharing this ability with interleukin 1
(IL-1
)
(72). Also like TGF-
, a growth-stimulatory effect
involving an amphiregulin-mediated autocrine loop has been reported for
both TNF and IL-1
in some, but not other, HPV-16- or
-18-immortalized cells and cervical carcinoma lines (154).
This likewise suggests the possibility of an early escape from growth
inhibition in HPV-infected cells.
Interferons, including IFN-
and -
as well as the T-cell product
IFN-
, have also been investigated in regard to antiproliferative effects. IFN-
has been shown to inhibit proliferation of
HPV-16-immortalized human keratinocytes at concentrations 10- to
100-fold lower than those needed to inhibit growth of normal human
keratinocytes (68). The same low dose inhibits
transformation of normal human keratinocytes by HPV-16 DNA. IFN-
also inhibits HPV-16 E7 protein expression but not transcription and
not E6 protein expression, suggesting that growth and transformation
inhibition is mediated by an inhibition in E7 protein expression.
Others (101, 112) have shown that IFN-
inhibits
transcription of HPV-18 E6 and E7 genes in HeLa cells, a cervical
carcinoma cell line containing integrated HPV-18 DNA. Interestingly,
this effect appears to be shared with IFN-
(101). The
varied effects attributed to different interferons may be virus-type
specific, cell-line specific, or dependent on other experimental
variables. As a further example, one group (153) showed
that IFN-
but not IFN-
inhibits transcription of E6 and E7
genes in HPV-16-, -18-, and -33-immortalized keratinocytes, accompanied
by growth inhibition, whereas another group (41) demonstrated that IFN-
reduces the transcription of E6 and E7 genes
in an HPV-16-transformed keratinocyte line (HPK-IA). Neither IFN-
nor IFN-
has this effect in HPK-IA cells (41). Most
interestingly, this group (41, 42) also demonstrated a
marked cytopathic effect on HPK-IA cells by IFN-
but not IFN-
,
despite the sharing of a common receptor for these two cytokines. They
suggested that the ability of this cell line to finely discriminate
between the two cytokines may be secondary to as yet unrecognized
receptor complexity and also concluded that interferon responsiveness
differs among cell lines (41). These studies again
highlight the notion that data collected from cell lines must be
interpreted with caution. Nonetheless, most studies suggest a potential
antiviral role for interferons in HPV-infected epithelium.
A fair amount of evidence suggests that malignant transformation
involves loss of responsiveness to the inhibitory effects of cytokines
(18, 42, 85, 153, 155). TGF-
1, for example, has been
shown to inhibit the growth and HPV gene transcription in
nontumorigenic HPV-16-immortalized cells but not in
HPV-16+ cervical cancer lines (Ca Ski and SiHa)
(18). Partial resistance to TGF-
1 can also be
induced in HPV-16-immortalized cell lines by malignant transformation
in vitro via transfection with the v-Ha-ras oncogene or the
herpes simplex virus type 2 BglII N fragment (155). Resistance has likewise been demonstrated to
interferon-mediated inhibition of growth and HPV early gene expression
after malignant transformation (153). De Marco and
coauthors (42) reported that the cytopathic effect noted
above of IFN-
on HPV-16-immortalized cells is not induced in
malignant, HPV-16-harboring SiHa cells. The authors suggested that a
relatively conserved phenotype is required for the effect. As
mentioned, more recent work suggests that resistance to the
growth-inhibitory effects of several cytokines, accompanied by an
indirect amphiregulin-mediated growth-stimulatory effect, may
occur in HPV-immortalized cells even prior to malignant transformation
(152, 154). The characterization of this
growth-stimulatory effect has led to the suggestion that chronic
inflammation, with production of proinflammatory cytokines, may
actually provide a selective advantage for abnormal cells in vivo
(154). These studies all support a possible escape of
cytokine-mediated growth inhibition in HPV infection; the unanswered
question is whether this is an early event or one associated with
malignant transformation.
In addition to the amphiregulin-mediated loop described above, several
other mechanisms by which HPV-infected cells may escape the
growth-inhibitory effects of cytokines have been proposed. For example,
Malejczyk and coauthors (85), comparing HPV-16-transformed cell sublines with different levels of tumorigenicity in nude (athymic)
mice, showed a correlation between increased tumorigenicity, resistance
to TNF-mediated inhibition of proliferation in vitro, and significantly
decreased expression of TNF receptors. They also showed increased
shedding of soluble type I TNF receptor in the more highly tumorigenic
subline (83). Interestingly, levels of soluble type I and
type II TNF receptors in serum have been shown to be significantly
elevated in patients with HPV-16- or -18-associated cervical carcinomas
or anogenital Bowen's carcinoma (87). The authors
concluded that these soluble receptors may facilitate the growth of
lesions (87).
Another possible mechanism of escape from antiproliferative cytokines
was suggested by a recent report (131) that
conversion of nontumorigenic HeLa-fibroblast hybrids to tumorigenic
cells is accompanied by the development of resistance to the ability of
TNF to suppress HPV-18 gene transcription, as well as changes in the
composition of the activator protein 1 complex, which plays a role in
expression of E6 and E7. The authors proposed
that loss of TNF-sensitivity may be causally related to alterations in
the activator protein 1 complex.
A possible mechanism by which some HPV types may evade the effects of
IFN-
was provided by a study (12) that showed that HPV-16 E7 protein inhibits the induction of IFN-
-inducible genes by
inhibiting the translocation of p48, the DNA-binding component of the
interferon-stimulated gene factor 3 transcription complex, to the
nucleus upon IFN-
stimulation. A direct protein-protein interaction
was identified between E7 and p48. This supports a previous report
(4) that patients with condylomas that fail to respond to
interferon (IFN-
and IFN-
) treatment express higher levels of
E7 mRNA than responders.
In summary, there appears to be evidence for the contention that
various cytokines, notably TGF-
, TNF, IL-1, the type I interferons, and IFN-
, may play roles in checking growth of HPV-infected cells and that viral persistence, disease progression, and/or malignant transformation could involve escape from those mechanisms. Since epithelial cells are capable of producing these cytokines (except IFN-
), some authors have suggested that cytokines may play autocrine roles in keratinocyte growth regulation in HPV infection (84, 85,
155). These cytokines are all produced by multiple other cellular sources, of course, including macrophages, T
cells, and NK cells, so many cell types probably contribute to
the growth-inhibitory effects described above. Additional functions of
cytokines will be covered below.
Role of NK cells. In patients with epidermodysplasia verruciformis, chronic infection with HPV leads to disseminated red plaques and verruca-like skin lesions. Reduced cytotoxicity of NK cells against keratinocytes (isolated from a premalignant lesion of a patient with epidermodysplasia verruciformis) in peripheral blood mononuclear cells (PBMC) from epidermodysplasia verruciformis patients (81) suggests the importance of NK cell activities in preventing lesions from developing.
Studies investigating the role of NK cells in the development of SIL also suggest protective effects of NK cells. Decreased NK cell lysis of HPV-16+ keratinocytes in subjects with SIL or carcinomas has been reported (82). The same group has shown that decreased recognition of HPV-16+ keratinocytes is related to unresponsiveness of PBMC to immunostimulatory cytokines such as IL-2 and IFN-
(86). Other groups have also shown similar
importance of NK activity in regression of SIL (54, 134).
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ADAPTIVE CELL-MEDIATED IMMUNITY |
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The various cellular components involved in the recognition and effector phases of adaptive epithelial immune responses have been demonstrated in both cutaneous and mucosal HPV-infected tissues (63, 89, 91). These include Langerhans cells, which capture antigens for transport to local draining lymph nodes and presentation to naive T cells; clonally expanded T cells that have homed back to infected epithelial tissues via mechanisms involving chemokines and adhesion molecules; and accessory cells such as macrophages. The adaptive immune response to HPV will be considered in terms of these two phases (recognition and effector), focusing on the cells involved and the soluble and membrane-bound molecules that mediate and regulate the responses.
Recognition phase. A number of studies have addressed the potential role for Langerhans cells in viral diseases with cutaneous manifestations including HPV infection. A reduced number of epidermal Langerhans cells has been documented in lesions due to herpes simplex virus and HIV as well as HPV (89). One report (148) documented drastic reductions in CD1+ Langerhans cells in cutaneous plantar and hand warts compared with normal epithelium, but interestingly no reductions were found in mucosal genital condylomas and laryngeal papillomas. On the other hand, several investigators have described decreases in Langerhans cell density in genital HPV infection, condylomas, or SIL (91, 92, 140). It is possible that a decrease in Langerhans cell density in the epidermis of HPV-infected tissues simply represents normal egress of antigen-carrying Langerhans cells from the epidermis to draining lymph nodes for antigen presentation to naïve T cells (89).
The possibility certainly exists that reductions in Langerhans cells, whether due to normal egress or due to other as yet unidentified mechanisms, may contribute to impaired immune surveillance. Some suggest that the depletion of intraepithelial Langerhans cells associated with HPV infection may, along with other local immune deficiencies, contribute to prolonged infection or possibly malignancy (89, 140). One study found pretreatment biopsy specimens from patients whose genital condylomas failed to respond to interferon therapy to be depleted of Langerhans cells, compared with pretreatment biopsy specimens from responding patients (7). Several studies have suggested that Langerhans cells in HPV lesions may be functionally impaired, which again may contribute to persistence of infection. For example, abnormal morphology of Langerhans cells in genital condylomas has been reported (25, 91), with blunting of the dendritic architecture. One group (28), using paired biopsies and two different antibodies (S-100 and CD1) to stain Langerhans cells, recently demonstrated that S-100+ cells are significantly reduced in SIL compared with normal cervical epithelium, in agreement with an earlier report (140), whereas CD1+ cells are not, suggesting that there is a defect in S-100 protein expression. Since S-100 stains a family of related calcium-binding proteins, they suggested that these proteins may be important in the function of Langerhans cells in HPV infection. In contrast to reports suggesting Langerhans cell functional deficits, Cooper and coauthors (30), studying lesions from patients with the HPV-related cutaneous disease epidermodysplasia verruciformis, reported that despite slight reductions in Langerhans cell number in lesions, as well as abnormal Langerhans cell morphology, isolated Langerhans cells appear to be functionally intact in their ability to present alloantigens to T cells. Once Langerhans cells have captured antigen, the recognition phase continues with their migration to draining lymph nodes. As recently reviewed by Wang and coauthors (151), cytokines, elaborated principally by keratinocytes with some contribution from the Langerhans cells themselves, appear to be crucial mediators of this process. Particularly important cytokines are thought to include IL-1
and TNF (mainly produced by keratinocytes) and IL-1
(mainly
produced by Langerhans cells), all of which promote Langerhans cell
migration, and IL-10, produced by keratinocytes, which acts as an
inhibitor of Langerhans cell migration (151). Other
cytokines, for example granulocyte-macrophage
colony-stimulating factor, also produced by keratinocytes, promote the
initiation of Langerhans cell maturation into mature dendritic cells
(74). A possible association between deficits in
production of these cytokines and persistent HPV infections has been
postulated (156), based on the findings of reduced
cytokine levels (IL-1
and 1
, TNF, and
granulocyte-macrophage colony-stimulating factor, among others)
in several HPV-immortalized cervical cell lines and several cervical
cancer lines, compared with normal cervical cells. Given that lower
levels of cytokine production were seen with more prolonged periods of
subculture, the results from the HPV-immortalized cell lines may not be
accurate reflections of in vivo conditions. Nonetheless, the findings
provide preliminary evidence for an association between diminished
production by keratinocytes of various cytokines and persistent HPV
infection. Support also comes from in vivo evidence recently reported
by Mota and coauthors (96), who found that TNF expression
by keratinocytes was absent in some SIL biopsy specimens studied but
present in all biopsy specimens of normal cervical squamous epithelium.
Furthermore, fewer high-grade SIL (HSIL) than low-grade SIL (LSIL)
biopsy specimens were positive for TNF expression. Conversely, IL-10
expression by keratinocytes was present in many SIL biopsy specimens
but absent in normal epithelium. Noting the importance of these two
cytokines in regulating Langerhans cell functions, they suggested that
these alterations may contribute to an altered antigen-presenting
environment in premalignant cervical lesions. The studies described
above suggest the possibility that HPV may evade immunosurveillance by
modulating the production of cytokines by infected keratinocytes or,
alternatively, that individuals with abnormal responses in this regard
may be at increased risk of HPV infection or associated malignancy.
Effector phase. (i) Proliferation and related studies of T-cell responsiveness to HPV. A large number of studies have investigated the role of helper T lymphocytes in providing protection against the development of HPV-associated lesions by measuring T-cell proliferative responses (36, 39, 55, 64, 65, 79, 80, 97, 125) or IL-2 release (14, 38, 143). Unlike studies addressing the role of NK cells which support their protective role (see above), the results from proliferation assay studies are inconsistent.
Studies to date have focused on helper T-lymphocyte responses to HPV-16 antigens, as HPV-16 is the most prevalent among the oncogenic HPV types and is the type most commonly associated with invasive cervical cancers (16). Because of the roles of the E6 and E7 gene products in cell transformation described above, responses to HPV-16 E6 and E7 proteins and peptides have been widely studied (36, 38, 39, 64, 65, 80, 97, 143). In three of the five studies which were cross-sectional in design, more-frequent responses to these antigens were observed in subjects who were cytologically normal compared with subjects who had developed SIL (80, 97, 143), suggesting that these antigens are important in SIL prevention. In one study, more-frequent responses to HPV 16 E7 peptides were observed in SIL subjects with HPV-16, -31, or -33 infections compared with controls without SIL (HPV status unknown) (65), and in another study no correlation between responses and the presence of SIL was found (36). Although clinical correlation to in vitro assays is essential, interpretation of cross-sectional studies remains limited. Few studies have investigated T-cell proliferative responses to HPV-16 E6 or E7 gene products using longitudinal designs. One such study reported that the subjects with positive responses to an E6 peptide (amino acids 1 to 30), an E7 peptide (amino acids 72 to 97), or both were likely to have cleared their HPV infection and SIL at the following visit (64). In contrast, another group has reported that positive T-cell proliferative responses (39) and IL-2 release (38) are seen more frequently in subjects with progressing SIL than subjects with regressing disease. The results from studies focusing on HPV-16 proteins other than E6 and E7 have been equally confusing. T-cell proliferative responses to HPV-16 L1 are more frequently observed in subjects with SIL than in healthy age-matched controls (79, 125). A cross-sectional analysis (14) of helper T-cell responses to HPV-16 E2 protein in women with SIL showed an association between responses to the C-terminal domain and previous or present HPV-16 infection but no association with disease outcome. However, a longitudinal analysis of the same study revealed that these responses frequently occur at the time of viral clearance. Therefore, such responses may correlate with clearance of viral infection but not necessarily with the resolution of SIL. A study of proliferative responses to HPV-16 E5 (55) showed that these were more frequently seen in subjects with HPV-16+ LSIL (43%) than subjects with HPV-16+ HSIL (22%) or HPV-16+ subjects without SIL (20%). A longitudinal analysis of this study population would be of great interest to determine whether higher responses in subjects with LSIL are associated with its resolution. The inconsistencies reported among these studies can be explained by several factors. The first factor is differences in antigens: studies have differed in their choice of peptide versus protein antigens and in the specific sequences used. Some antigens are surely more antigenic than others. The second factor is differences in subject populations: cross-sectional studies are limited since the important events such as clearance or regression may not yet have occurred. Even longitudinal studies rarely have sufficient information on the women's entire history of HPV exposure (that, is HPV history since first intercourse), making the interpretation of positive responses in current HPV
women difficult. The third factor is a lack of a
simple correlation between helper T-cell responses and the natural
history of infection: while helper T lymphocytes have been shown to be
necessary in eventual production of antibodies by B lymphocytes
(37, 102) and in aiding the development of cytotoxic
lymphocytes (CTL) (3, 56), the activities of helper T
cells themselves may not correlate directly with clearance of virus and
virus-associated lesions since they are not themselves the killers.
(ii) Studies of CTL-mediated killing. CD8-positive, major histocompatibility complex (MHC) class I-restricted CTL are known to be responsible for recognizing and killing virus-infected host cells and virus-induced tumors (57). Immunohistochemical analysis of SIL and cervical cancer specimens has demonstrated the presence of activated CTL in lesions (15). Studies using mouse models have demonstrated that immunization with HPV-16 E6- or E7-transfected nontumorigenic fibroblasts can lead to regression of tumors expressing E6 or E7, respectively, and that the regression is mediated by CD8+ CTL (20, 21).
In humans, HPV-16 E6- and/or E7-specific CTL have been demonstrated in women with cervical cancer and women with SIL. Alexander and coauthors (1) stimulated PBMC from cervical cancer patients with a human leukocyte antigen A2 (HLA-A2)-restricted HPV-16 E7 peptide [E7 amino acids 11 to 20, or E7 (11-20)] and showed that CTL were capable of lysing HLA-matched, HPV-16 E7 (11-20)-pulsed targets in two of three patients. Another group has identified HPV-specific CTL in lymph nodes and tumors of cervical cancer patients (49). CTL to HPV-16 E6 and E7 have also been demonstrated in PBMC stimulated in vitro with the cervical carcinoma line Ca Ski in some patients with SIL (48). HPV-16 E6- and E7-specific CTL have also been demonstrated in subjects who had evidence of HPV-16 infection but who had not developed SIL (98-100). In a small cross-sectional study (98), the percentage of subjects who demonstrated HPV-16 E6- and/or E7-specific CTL was higher in a group of women with HPV-16 infection who had not developed SIL than in a group of women with HPV-16 infection who had developed SIL. The effector cell phenotypes in these assays have been shown to include both CD4+ and CD8+ T lymphocytes (99). In a similar subject population, we examined the association between HPV-16 E6- and E7-specific CTL and HPV-16 persistence, in a longitudinal study design involving multiple CTL assays in women with evidence of cervical HPV-16 infection as detected by PCR (100). Lack of CTL response to the HPV-16 E6 protein, but not the E7 protein, was correlated with persistent HPV-16 infection, suggesting that a CTL response to E6 is important in the clearance of HPV-16 infection. Notably, CTL responses in this study were shown to be frequently transient. Most women had several repeated CTL assays performed at 4-month intervals, of which only some were positive. This most likely reflects the low sensitivity of current the assay to detect circulating T cells that are specific to localized infections. A similar study looking at women with SIL associated with HPV-16 would be important in elucidating the role of CTL in the regression of SIL. Recently, a novel technique for identifying antigen-specific T lymphocytes, using peptide-MHC tetramers, has been used to identify and isolate T lymphocytes specific for HPV. Youde and coauthors (158) reported positive tetramer responses to HPV 16 E7 (11-20) in patients with cervical cancer and carcinoma in situ. However, the interpretation of positive responses in cancer patients is unknown since, by definition, these patients have failed immune responses in that infection persisted and the development of neoplasia was not prevented.(iii) Defining antigenic epitopes of HPV. Considerable effort has been devoted by many investigators to identifying antigenic epitopes of HPV, using both mouse model systems (51, 52, 116, 118, 120) and human systems (62, 66, 67, 76, 116, 135, 139). Kast and coauthors (67) identified potential CTL epitopes of HPV-16 E6 and E7 proteins for five common HLA types by measuring binding of each of 150 nonamer peptides. Immunogenicity of nine of these potential antigenic epitopes for HLA-2.1 was tested (116). Using HLA-2.1 transgenic mice four immunogenic peptides were identified in vivo [E6 (29-38), E7 (11-20), E7 (82-90), and E7 (86-93)]. In addition, CTL induction of PBMC from humans confirmed immunogenicity, in vitro, of three of the four peptides [E7 (11-20), E7 (82-90), and E7 (86-93)]. CTL to one of these peptides [E7 (11-20)] have been demonstrated in SIL and cancer patients, in studies mentioned above (1, 49, 158). Whether this epitope plays an important role in the elimination of HPV-16 infection and of HPV-associated lesions has not been investigated.
In a recent report (62), one group has succeeded in isolating and expanding a TNF-secreting CD4+ tumor infiltrating lymphocyte line, from a cervical cancer patient, which recognizes autologous cervical cancer cells. The cell line was shown to define an HLA-DR4-presented epitope provided by the E7 genes of HPV-59 and HPV-68.(iv) Antigen presentation in the effector phase. (a) MHC class
II-restricted antigen presentation.
A number of studies have
examined the expression of MHC class II antigen in HPV infection.
IFN-
treatment of HPV-16-, -18-, and -33-immortalized keratinocytes
has been shown to enhance transcription of class II MHC molecules
(153). Viac and coauthors (148) demonstrated epithelial cells expressing the MHC class II antigen HLA-DR in genital
condylomas and laryngeal papillomas. They described a close spatial
association between HLA-DR+ epithelial cells, T-cell
infiltrates, and high densities of Langerhans cells and postulated that
the HLA-DR upregulation may be due to IFN-
secretion by activated T
cells and that the HLA-DR+ keratinocytes may participate in
immune reactions. Interestingly, they reported that HLA-DR expression
on keratinocytes was absent in cutaneous warts, highlighting possible
differences between cutaneous and mucosal anti-HPV immune responses.
Another group (25) has also shown HLA-DR upregulation on
keratinocytes in genital condylomas, although they emphasized that the
functional significance of this remains an area of controversy.
(b) MHC class I-restricted antigen presentation.
Normal human
keratinocytes constitutively express MHC class I molecules and are
susceptible to class I-mediated lysis by alloantigen-primed CTL
(137). In addition, exogenous IFN-
increases this
susceptibility (137). Losses of MHC class I expression
have been reported in HPV-infected tissues, with some possible
differences between cutaneous and mucosal tissues. For example, one
group (148) has reported a drastic reduction in MHC class
I expression in cutaneous warts, but only mild reductions in condylomas
and laryngeal papillomas. More advanced mucosal lesions, however, do
exhibit significant losses of MHC class I expression, as illustrated by
a report (29) showing that specimens from at least 30% of
cervical cancer biopsies studied demonstrated some alteration in MHC
class I expression, varying from complete loss of expression to loss of
particular allelic products. While that study found no correlation with
tumor type, disease stage, or detection of HPV-16 or -18 DNA in the biopsy specimens, Torres and coauthors (142) did find that
loss of MHC class I expression in cervical cancer biopsy specimens correlates with tumor invasiveness and more aggressive histology as
assessed by the Glanz histoprognostic index of malignancy. An
interesting recent study (145) correlated downregulation
of MHC class I expression with a more aggressive course of the
HPV-related disease recurrent respiratory papillomatosis (RRP). They
examined the expression of the transporter associated with antigen
presentation (TAP-1) and MHC class I proteins in laryngeal papilloma
biopsies from patients with RRP and showed that downregulation of both is associated with more frequent disease recurrences. They concluded that HPV may evade immunological recognition by downregulating TAP-1.
Others have cautioned, however, that MHC class I downregulation may be
the result of altered levels of or sensitivity to cytokines, such as
IFN-
and TNF, rather than direct effects of viral infection (88). Regardless of the underlying reasons for changes in
MHC class I expression, the data suggest that in persistent HPV
infection or HPV-associated malignancy, loss or downregulation of MHC
class I expression may contribute significantly to diminished
recognition and removal of infected cells by CTL.
(v) Regulation of T-cell responses. (a) Chemokines and adhesion
molecules.
An important component of the effector phase of
cutaneous immune responses is the recruitment and retention of
activated lymphocytes at sites of inflammation, which reflect processes
involving both soluble chemokines and membrane-bound adhesion
molecules. Schröder (122) reviewed the roles of
chemokines in cutaneous immunity, with particular emphasis on the
importance of epithelial cell IL-8 production in the recruitment of
neutrophils and T cells. Cervical keratinocytes constitutively produce
IL-8 (156) and, as with other keratinocytes
(122), secretion is enhanced by activation with IL-1 or
TNF (156). The T-cell product IFN-
has been shown to
synergize with TNF in enhancement of keratinocyte IL-8 production (11), which may provide a positive feedback loop by which
T cells participate in their own enrichment at sites of inflammation.
[macrophage inflammatory protein 1
]) were not
significantly different. They noted, however, that comparisons of
cervicovaginal lavage samples are confounded by uncertainties about
dilutional artifact which may be introduced during lavage. Furthermore,
interpretation of the apparent induction of IL-8 in HPV infection is
difficult in the setting of HIV infection and associated immune
imbalances. In contrast, other authors (156) have reported
significantly diminished constitutive production of IL-8 in HPV-16- or
-18-immortalized cell lines and in some cervical carcinoma cell lines.
Treatment with IL-1 or TNF failed to upregulate IL-8 production to the
same degree as in normal cervical cells.
The chemokine macrophage chemoattractant protein 1 (MCP-1) may
also be important in HPV control. It has been reported that HPV-18+ HeLa cells transfected with an expression vector
containing cDNA for MCP-1 show significant growth retardation
accompanied by a marked macrophage infiltrate when inoculated
into nude mice, whereas, HeLa cells without the vector lead to rapidly
growing tumors and no macrophage infiltration
(69). Keratinocytes are capable of producing MCP-1
(122) and the endogenous gene is also present in HeLa
cells and not structurally rearranged (69). However, its
expression appears to be suppressed in HeLa cells and is only marginally upregulated by TNF (69). This suggests another
potential method of escape from host defenses in HPV-associated maligancy.
A larger number of studies have addressed the roles of adhesion
molecules, with particular focus on keratinocyte expression of
intercellular adhesion molecule 1 (ICAM-1) and its ligand, leukocyte
function-associated antigen 1 (LFA-1). In addition to its role in cell
migration, the LFA-1-ICAM-1 interaction appears to be involved in
specific antigen recognition and is critical for CTL-mediated killing
(103). Constitutive keratinocyte expression of ICAM-1 is
very low but is readily and markedly increased by stimulation with the
cytokines TNF and IFN-
(103). Morelli and coauthors
(91) showed that in vulvar condylomas with mononuclear infiltrates, LFA-1+ T cells could be seen forming small
clusters in the lower half of the epithelium around ICAM-1+
keratinocytes. ICAM-1 expression overlapped with HLA-DR expression, supporting the importance of this adhesion molecule in
T-cell-keratinocyte interactions. Similar findings of foci of
epithelial cells expressing ICAM-1 and LFA+ leukocytes
(mainly CD8+) have been described in condylomas and
laryngeal papillomas (148). In a study comparing
regressing and nonregressing genital condylomas (25),
there was significant induction in the regressing lesions of ICAM-1 and
two other adhesion molecules, E-selectin and vascular cell adhesion
molecule 1. The regressing lesions also contained significantly more T
cells and macrophages than the nonregressing controls.
Malignant transformation may be accompanied by diminished expression of
adhesion molecules, although, to date, studies are not clear on this.
Some investigators (156) have reported evidence that
malignant transformation of cervical keratinocytes is associated with
impaired ICAM-1 inducibility, whereas others (27) have reported upregulation of ICAM-1, vascular cell adhesion molecule 1, and
E-selectin in HSIL, compared with LSIL or normal cervical epithelium.
The latter study's findings suggest a role for adhesion molecules in
antineoplastic immune responses in HSIL but do not support the
contention that impaired expression of adhesion molecules is associated
with progression of HPV-induced disease.
(b) Cytokines involved in regulating T-cell responses.
In
recent years, studies of immunoregulation have focused on an apparent
functional dichotomy of cytokines, between those that support cellular
immune responses and those that support humoral responses, as well as a
parallel dichotomy of cytokine-producing helper T cells. The phenotypic
classification of activated helper T cells into IFN-
-, TNF-, and
IL-2-producing T helper type 1 (Th1) cells, which stimulate cellular
responses, and IL-4-, IL-5-, IL-10-, and IL-13-producing T helper type
2 (Th2) cells, which stimulate humoral responses, has been reviewed
elsewhere (95, 110). Accessory cell-derived cytokines,
such as IL-12, which promotes Th1 cell development, are also important
regulators of T-cell functions. Additionally, accessory cells, and even
keratinocytes, contribute to production of various Th1 and Th2
cytokines, such as TNF and IL-10. The existence of Th1 and Th2 cells in
humans has been confirmed by several elegant studies (113,
115). The hypothesis that the Th1-Th2 model of immunoregulation
may play a role in the natural history of HPV infection is suggested by two other infections involving infection of epithelial tissues by
intracellular pathogens: cutaneous leishmaniasis (19, 114) and leprosy (119, 157).
and IL-2 (44). Tsukui and coauthors
(143) have demonstrated IL-2 production by peripheral
blood lymphocytes, in response to HPV-16 peptides, in women with SIL or
cervical cancer, and in cytologically normal women with histories of
HPV-16 infection.
The contention that a Th1 response is important for clearance of HPV
infection, or, conversely, that lack of such a response may be
associated with persistent infection or the development of HPV-related
neoplasia, has support from several studies. In a study of cytokine
mRNA patterns in exfoliated cervical cells (123), we
identified seven subjects who were HPV+ and who
subsequently had cleared their infections on examination 4 months
later. All seven showed a Th1 pattern (expression of IFN-
mRNA
and absence of IL-4 mRNA) preceding clearance, compared with highly
variable patterns in HPV
women with previous histories of
HPV infection. Another group (109), using cervical biopsy
tissue, showed decreased IFN-
mRNA expression in women with SIL
or cervical cancer, compared with normal cervical tissue. The normal
cervical tissue was obtained from HPV 16- and 18-negative women,
although it is not clear if they were positive for any other HPV types.
Another recent study (2) examined cervical biopsies by
immunohistochemistry and found that SIL, particularly HSIL, biopsies
contained fewer Th1 (IL-2+) cells and an increased density
of Th2 (IL-4+) cells, compared with normal cervical
epithelium. Two studies have used peripheral blood lymphocytes. In the
study by Tsukui and coauthors described above (143), the
fraction showing IL-2 production when stimulated in vitro with HPV-16
peptides correlated with cervical disease: highest levels were found in
cytologically normal HPV-16+ women, intermediate levels
were found in women with SIL, and the lowest levels were reported in
women with cervical cancer. Another group (23) examined
antigen- and mitogen-stimulated cytokine production by PBMC in women
with SIL and reported a shift from Th1 cytokines to Th2 cytokines in
women whose HPV infection extended beyond the cervix to other sites of
the lower genital tract, as evaluated by colposcopic, cytologic, and
histologic methods and by HPV detection via molecular hybridization.
The authors speculated that augmented IL-10 production may decrease immune recognition of HPV-associated tumors by downregulating expression of MHC class I and/or class II molecules. As described above, both of these molecules have been reported to show diminished expression in persistent or progressing HPV-associated lesions, although, as noted, the evidence for loss of MHC class II expression is
confusing at best.
A couple of recent studies have investigated cytokine production in
women coinfected with HPV and HIV. One study (75) assessed peripheral blood T-cell cytokine profiles by flow cytometry. A shift
away from Th1 (IL-2+, IFN-
+, and/or
TNF+) and toward Th2 (IL-10+) phenotypes was
described in women with either abnormal cervical cytology or SIL,
compared with healthy controls. The shift occurs both in women with and
without HIV infection, but the decrease in peripheral blood Th1 cells
is greatest in coinfected women. Another study (35)
examined cytokine protein production in cervical secretions collected
from adolescents. The investigators showed that HPV infection is
associated with decreased IL-10 levels in HIV-seronegative women but
with increased levels in HIV-seropositive women. The decreased IL-10
levels in HPV+ but HIV
women supports the
contention that an anti-HPV immune response is normally associated with
a switch away from Th2 cytokines. On the other hand, the finding that
coinfected (HPV+ and HIV+) subjects have
significantly higher IL-10 levels than women with either infection
alone is harder to explain. A Th1-to-Th2 shift has been described in
HIV infection (24). Therefore, it may be that the T cells
that have homed to the cervical mucosa, due to the presence of HPV,
have been biased to a Th2 profile by the patient's concomitant HIV
infection. As IL-10 is also a product of macrophages, another
possibility is that these cells were a source of the higher IL-10
levels seen in the coinfected subjects. Further support for this
hypothesis comes from their finding that coinfection with HIV and HPV
is also associated with higher levels of the accessory cell product
IL-12 (especially in women with a third sexually transmitted
infection), compared with women with only HIV or HPV infection
(35). As cautioned previously, interpretation of
HPV-associated immune responses is difficult in the setting of HIV
infection. Nonetheless, these studies do lend support to the notions
that HPV infection elicits a Th1 type of response (35) and
that a shift toward a Th2 response is associated with the development
of HPV-associated cervical pathology (75).
| |
EVASION OF CELL-MEDIATED IMMUNITY BY HPV |
|---|
The possibility that HPV may have evolved mechanisms to evade effective cellular immune responses has been suggested at several points in the preceding discussion. This topic has recently been reviewed, and several potential mechanisms of escape were proposed (53). First, HPV may have evolved mechanisms to limit the extent to which viral antigens are exposed to immunologic recognition. HPV delays expression of abundant viral proteins (the capsid proteins encoded by the late viral genes) until the terminal differentiation stage of squamous epithelium, an anatomically superficial location where immunocompetent cells would have less access to them. In contrast, in the basal epithelium, where the early genes (such as E6 and E7) are expressed, the level of protein expression is low and confined to a nuclear location, thus potentially limiting an effective immune response against the cells in which the virus is actively replicating. The authors proposed that the delayed expression of capsid-encoding genes may be due to a pattern of codon usage that inhibits their expression in basal epithelial cells. Second, as suggested earlier in this review, viral proteins such as E7 may modulate immune responses. For example, the authors (53) suggested that overexpression of E7 protein may inhibit the antigen presenting function of dendritic cells in the epithelium. Third, keratinocytes may be relatively less susceptible to CTL-mediated lysis than other infected cells and may even present antigen in a tolerogenic manner. As emphasized by the authors, the role that these mechanisms play in affecting the natural history of HPV infections remains speculative at this point.
| |
IMMUNE MODULATION OF HPV: CLINICAL IMPLICATIONS |
|---|
An increased understanding of the importance of cellular immunity
in clearance of HPV infections has led to therapeutic trials, in
patients with anogenital condylomas, with interferons (5-7) and immune
response modifiers (130, 144). Patients who respond to
interferon (IFN-
and IFN-
) treatment show reduced HPV copy number in biopsy specimens (5). Comparisons of patients
who do or do not respond to interferon treatment has, in turn,
contributed further to our understanding of effective
antipapillomavirus cellular responses (4, 6, 7). Likewise,
use of the immune response modifier drug imiquimod has resulted in
condyloma clearance, associated with tissue production of IFN-
,
-
, and -
and TNF, as well as decreases in DNA and mRNA for
viral genes (144). Advances in therapeutic methods will no
doubt continue to both benefit from and contribute to a fuller picture
of the host's response to HPV infection.
Similarly, work toward an effective vaccine continues apace (141). Given the worldwide morbidity and mortality resulting from anogenital infection by HPV, this approach is likely to eventually reap the greatest rewards in preventing HPV-derived disease. As the present review suggests, we are beginning to gain a better understanding of what constitues an effective host response to HPV infection, as well as what deficiencies in that response may be associated with viral persistence and the development of premalignant lesions and carcinoma. Still, much remains to be understood in the area of immunity and HPV.
| |
ACKNOWLEDGMENTS |
|---|
This work was supported by National Institutes of Health grants NCI CA51323, U01 HD32842, N01 HD33162, and NCI K07 CA75974.
| |
FOOTNOTES |
|---|
* Corresponding author. Mailing address: University of California San Francisco, Department of Pediatrics, Division of Adolescent Medicine, Box 1374, 513 Parnassus Ave., San Francisco, CA 94143-1374. Phone: (415) 476-3260. Fax: (415) 502-1222. E-mail: mscott{at}itsa.ucsf.edu.
| |
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