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Clinical and Diagnostic Laboratory Immunology, September 1998, p. 732-736, Vol. 5, No. 5
1071-412X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Effects of the Nature of Adjuvant and Site of
Parenteral Immunization on the Serum and Mucosal Immune Responses
Induced by a Nasal Boost with a Vaccine Alone
Bruno
Guy,*
Sophie
Fourage,
Catherine
Hessler,
Violette
Sanchez, and
Marie
José Quentin
Millet
Research Department, Pasteur Merieux
Connaught, 69280 Marcy l'Etoile, France
Received 20 April 1998/Returned for modification 23 June
1998/Accepted 9 July 1998
 |
ABSTRACT |
Outbred OF1 mice were immunized subcutaneously with flu vaccine,
either in the neck or in the lumbar region (back), in combination with
adjuvants inducing either a Th1- or a Th2-type response, referred to as
adjuvants A1 and A2, respectively. After two parenteral immunizations,
the mice were boosted intranasally with nonadjuvanted vaccine. The
serum response was analyzed after each immunization by measuring
specific immunoglobulin A (IgA), IgG1, and IgG2a antibody levels, while
the local response (same isotypes) was measured in the salivary glands
after the mucosal boost by ELISPOTs. We observed that systemic priming
at any of the two sites with a Th2 rather than a Th1 adjuvant
dramatically enhanced the mucosal IgG1 and IgA responses following a
mucosal boost with unadjuvanted vaccine. In addition, as judged by the
IgG2a/IgG1 ratios and serum IgA levels, immunization of mice in the
back induced a rise in Th2 response compared to neck immunization with
adjuvant A1. In contrast, such back immunization with adjuvant A2
reversed the Th1-Th2 balance in favor of the Th1 response compared to
neck immunization. Similar differences were observed in mucosal
antibody levels according to the site of priming with one given
adjuvant; priming in the back with adjuvant A1 increased the mucosal
IgA and IgG1 responses compared to neck priming, while the local IgG2a levels were decreased. The reverse was true for adjuvant A2. Back versus neck priming with this latter adjuvant decreased the mucosal IgG1 response, while local IgG2a levels were increased. The different lymphatic drainages of the two sites of parenteral immunization may
explain these differences, due to the targeting of particular lymphoid
inductive sites. Some of these sites may represent crossroads between
systemic and mucosal immunity.
 |
INTRODUCTION |
Most current vaccines are
administered by parenteral routes, and humans are preferentially
injected in the arm or in the scapular region (deltoid muscle). On the
other hand, a large number of preclinical studies are performed in
mice. The site of systemic immunization varies according to different
studies and different researchers, although it may have a critical
influence on the outcome of induced immune responses. For instance, a
clear link has been established in mice between the site of inoculation
and the outcome of the infection caused by Leishmania major
(8, 14, 15). Differences in levels of infection were also
correlated with different Th1-Th2 balances, and the role of the
lymphatic drainages was questioned in that respect (16).
Lymphatic routes have also been considered in studies initiated by T. Lehner and coworkers to target a systemic response to mucosal surfaces
and further protect against a mucosal challenge in the simian
immunodeficiency virus model (5, 9, 10). Other experiments
have also evaluated the influence of parenteral priming in the
induction of mucosal responses following mucosal boosts, with
contradictory results (for a review, see reference
17), but neither the influence of the site of
systemic immunization nor the nature of the adjuvant was investigated.
In our own laboratory, we had noticed on several occasions that not
only the adjuvant but also the site of systemic immunization could
influence the qualitative serum and local responses against different
antigens (data not shown). We have therefore readdressed the role of
the site of parenteral immunization with regard to systemic and mucosal
responses following a mucosal boost. The flu vaccine was used as an
antigen, and the importance of the nature of the adjuvant used for
parenteral priming was addressed within the same experiment, as it
might dramatically influence the quality of the immune response, both
locally and peripherally. Thus, we used a derivative of saponins
inducing a predominant Th1 response (6), referred to as
adjuvant A1, and a phosphopolymer inducing a predominant Th2 response,
referred to as adjuvant A2. Both adjuvants were used for systemic
priming by performing two successive subcutaneous immunizations in the
neck or in the lumbar region (referred to as the back), while a mucosal
boost was performed nasally with unadjuvanted vaccine in a third step.
Finally, we used outbred mice in order to be closer to the natural
human or animal heterogeneous situation.
 |
MATERIALS AND METHODS |
Antigens and adjuvants.
The monovalent flu vaccine A/Texas,
batch M1ATM02, was prepared in Pasteur Merieux Sérums et Vaccins
(Marcy l'Etoile, France). Adjuvant 1 (A1) was a derivative of saponins
(6); adjuvant 2 (A2) was a phosphopolymer (Virus Research
Institute, Cambridge, Mass.). These adjuvants were chosen with regard
to their immunological characteristics (Th2-Th1 profile). Based on the
serum immunoglobulin G1 (IgG1)/IgG2a ratio, gamma interferon, and
interleukin-4 levels obtained in our lab after immunization with
different antigens, adjuvant A1 (saponin family) was classified as a
predominant Th1 inducer, while adjuvant A2 (phosphopolymer) was
classified as a predominant Th2 inducer (reference
4 and data not shown).
Mice and immunizations.
Outbred Swiss female mice 6 to 8 weeks old were purchased from Janvier (Le Genest Saint Isle, France).
During the studies, cages were covered (with Isocaps) and mice were
given filtered water. Irradiated food and autoclaved material were
used.
Mice were immunized subcutaneously in the back or in the neck at days 0 and 21 with the equivalent of 5 µg of hemagglutinin (HA) per mouse
with 15 µg of adjuvant A1 or 100 µg of adjuvant A2. Eight control
mice (unimmunized) were analyzed in parallel (serum and local
responses). At day 42, all mice except controls were boosted
intranasally while awake with an equivalent of 10 µg of unadjuvanted
HA (20 µl/nostril). Mice were sacrificed at day 56, and salivary
glands were sampled for analysis of mucosal responses by enzyme-linked
immunospot (ELISPOT) assay. Blood samples were taken at days 21, 42, and 56 for analysis of serum responses by enzyme-linked immunosorbent
assay (ELISA).
ELISAs.
ELISAs were performed according to standard
protocols (biotinylated conjugates and streptavidin-peroxidase complex
were from Amersham (Buckinghamshire, United Kingdom), and
ortho-phenylenediamine dihydrochloride substrate was from
Sigma (St. Louis, Mo.). Plates (Maxisorb; Nunc) were coated overnight
at 4°C with flu vaccine (5 µg/ml) in carbonate buffer. After
saturation with bovine serum albumin (Sigma), plates were incubated
with the sera (1.5 h), biotinylated conjugate (1.5 h), streptavidin
peroxidase complex (1 h), and substrate (10 min). The titers were
expressed as the inverse of the dilution giving 50% of the maximal
absorbance value at 490 nm.
ELISPOT assay.
ELISPOT assays with salivary gland cells were
performed as previously described (2) by adapting the
technique of Mega et al. (12). Salivary glands were taken
just after sacrifice and placed immediately in RPMI 1640 medium (Gibco,
Paisley, United Kingdom). The organs were cut into small pieces (1 by 1 mm) with an automated tissue chopper (McIllwain tissue chopper; Mickle Laboratory Engineering, Gilford, United Kingdom) and then digested in 4 ml of RPMI 1640 medium containing 5% fetal calf serum (FCS) and 1 mg
of collagenase type IV (Sigma) per ml for 30 min at 37°C under gentle
agitation. The digested cells and fragments were passed through a
70-µm-pore-size filter (Falcon), and the digestion was repeated three
more times. The digested cells were pooled and washed twice in a large
volume of medium. The red cells were then lysed with Gey's solution
for 4 min on ice. After two more washes, the cells were resuspended in
4 ml of medium (plus 5% FCS) and counted. Cells were aliquoted in
96-well plates with nitrocellulose bottoms (Millipore, Bedford, Mass.)
that had been coated overnight with a dilution of flu vaccine
corresponding to 25 µg of HA per ml in phosphate-buffered saline
(PBS) and then saturated with complete medium for 1 h at 37°C.
Two fivefold dilutions of the cells were loaded into the wells (100 µl/well) in quadruplicate for each dilution and each isotype. After
16 h at 37°C under 5% CO2, the cells were lysed 3 times for 5 min in PBS-Tween 20 (0.005%), and biotinylated
anti-isotype antibodies (Amersham) were added for 2 h at room
temperature (dilution, 1/1,000). After three washes with PBS-Tween,
biotinylated streptavidin-peroxidase complex (Amersham) was added for
1 h at a 1/500 dilution, and after three more washes with PBS, the
spots were revealed with 1 mM 3-amino-9-ethylcarbazole (Sigma). Once
the plates dried, the spots were counted under a dissecting microscope
(magnification, ×16 or 40). Only dark-brown circular and regular
spots, which clearly varied from the occasionally seen background, were
counted. The values represent the means of eight wells for each
individual mouse, expressed as spots per million cells.
Statistical analysis.
Comparison between geometric means of
antibody titers and spot numbers was evaluated by analysis of variance.
Differences were considered significant when P was <0.05.
The numbers of mice that responded by the ELISPOT assay were compared
by Fisher's exact test.
 |
RESULTS |
Serum response.
The serum responses differed between mice
immunized at the same site depending upon which one of the two
adjuvants was used. The observed differences between groups were of
similar amplitude for each time point considered. The parenteral boost
induced in all mice an equivalent increase in IgG serum titers that
were unaffected by the mucosal boost (data not shown). Therefore, only results corresponding to day 42 are presented in Fig.
1. When used in the neck, adjuvant A2
induced stronger IgG1 titers and lower IgG2a/IgG1 ratios than A1
(P < 0.001 in both cases), in agreement with our
previous data showing that A1 was a Th1-type adjuvant, while A2 was a
Th2-type adjuvant (4). All control mice presented negative
responses (data not shown).

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FIG. 1.
Serum IgG1 and IgG2a responses and IgG2a/IgG1 ratios for
the different groups as measured after two systemic immunizations.
Titers are expressed as the inverse of the dilution giving 50% of the
maximal absorbance value at 492 nm (log scale); IgG2a/IgG1 ratio
represents the ratio between the corresponding ELISA titers in each
individual mouse. A1, mice primed in the presence of adjuvant A1; A2,
mice primed in the presence of adjuvant A2; B, mice primed in the back
(open circles); N, mice primed in the neck (closed circles). Means are
represented by horizontal bars. Negative controls (eight mice) were
negative for all isotypes considered (data not shown).
|
|
However, further differences between serum levels in mice immunized in
the neck and back were observed for each adjuvant considered. Back
versus neck immunization with adjuvant A2 resulted in higher IgG2a
titers and in an inversion of the IgG2a/IgG1 ratios; 8 of 10 mice
immunized in the back had a ratio superior to 1, compared to only 1 of
10 mice immunized in the neck (P < 0.001). In
contrast, back versus neck immunization with adjuvant A1 induced no
significant changes in the IgG2a/IgG1 ratios, although back
immunization favored high IgG1 levels, while neck immunization favored
high IgG2a responses (Fig. 1).
Specific serum IgA levels were detectable only 2 weeks after the
mucosal boost (day 56); at this time point, significant interactions were observed between neck and back immunization and adjuvant. Back
versus neck priming with A1 increased serum IgA levels, while the
opposite was true for adjuvant A2; in addition, neck priming was more
effective for A2 than A1, while back priming was more effective for A1
than for A2 (P < 0.05) (Fig.
2).

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FIG. 2.
Serum IgA responses as measured 2 weeks after the nasal
boost. A1, mice primed in presence of adjuvant A1; A2, mice primed in
presence of adjuvant A2; B, mice primed in the back (open circles); N,
mice primed in the neck (closed circles). Means are represented by
horizontal bars. Negative controls (eight mice) were negative (data not
shown).
|
|
Mucosal responses.
The mucosal responses induced by nasal
boost after priming at the same site with A1 or A2 were analyzed at day
56. Figure 3 shows that dramatically
higher local IgG1 and IgA responses (average, 10-fold;
P < 0.0001 and P < 0.001, respectively) were observed in mice primed with A2 rather than A1;
these higher levels were more pronounced in mice immunized in the neck.
Local IgG2a levels were also increased by A2 priming, but only in mice
immunized in the back (P < 0.001). Negative controls
presented negative responses (data not shown).

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FIG. 3.
Values for local IgA, IgG1, and IgG2a measured by
ELISPOTs in the salivary glands 2 weeks after the nasal boost and
expressed as number of spots per million cells. A1, mice primed in
presence of adjuvant A1; A2, mice primed in the presence of adjuvant
A2; B, mice primed in the back (open triangles); N, mice primed in the
neck (closed triangles). Means are represented by horizontal bars.
Negative controls (eight mice) were negative for all isotypes
considered (data not shown).
|
|
Additional differences were observed depending upon the immunization
site. In mice immunized with adjuvant A1, the local IgG1 and IgA
responses were increased in mice immunized in the back versus mice
immunized in the neck (about twofold in mean values; P<0.01
for IgA), while IgG2a levels were decreased (about twofold in mean
values). Immunization in the back with adjuvant A2 induced the opposite
effect of immunization in the neck on mucosal responses in the salivary
glands. A stronger median local IgG2a response was observed in the
former group, while IgG1 responses were decreased. Except for IgA with
A1, analysis of variance showed no significant differences between
local levels according to immunization site. However, a higher number
of nonresponders for the IgG1 isotype with adjuvant A1 were observed in
mice immunized in the neck versus mice immunized in the back (5 of 10 versus 1 of 10; P < 0.065). In addition, for the same
adjuvants at the same sites, IgG1 and IgA responses and IgG2a responses
evolved in opposite directions, consistent with the evolution toward a
Th1- or Th2-type response.
 |
DISCUSSION |
Our work with outbred mice illustrates the complexity of the
interactions between systemic and mucosal immunity and points out the
roles of adjuvant and immunization site.
First of all, the nature of the two adjuvants used for priming
dramatically modified the outcome of the local response induced by a
mucosal boost with unadjuvanted vaccine. Regardless of the immunization
site, mucosal IgA, IgG1, and, to a lesser extent, IgG2a responses were
dramatically enhanced in mice primed with A2 rather than A1. The need
for a Th2 environment for the induction of mucosal responses (11,
17) may explain these observations. Although cells mobilized at
the periphery or in mucosal inductive sites present different homing
receptors and follow different routes (11, 17), this is not
an all-or-none phenomenon, and interactions between mucosal and
systemic immunity are clearly exemplified by our present findings.
We also observed, as judged by IgG2a/IgG1 ratios and serum IgA levels,
that back versus neck immunization with flu vaccine induced opposite
Th1/Th2 shifts in the systemic responses depending upon which adjuvant
was used. Our data are in agreement with the results obtained by other
researchers (8, 14-16) in a murine model of leishmaniasis
indicating the importance of the inoculation site with respect to rate
of infection and to qualitative immune response against
Leishmania. In our study, back priming with adjuvant A1
favored a Th2 shift, while the opposite was true with adjuvant A2.
Different hypotheses can be made, first taking into consideration lymphatic drainages (1). As shown in Fig.
4, immunization in the lumbar region
would have indirectly targeted the abdominal lymph nodes, including the
celiac nodes draining the spleen. In contrast, neck immunization would
have mainly targeted the deep cervical lymph nodes. While the
qualitative and/or quantitative immune responses developing in
different inductive sites may vary (12), amplification of
the responses with specific antigenic formulations would have different
consequences. This would explain why A2 was a stronger Th2 adjuvant
than A1 in mice immunized in the neck but not in mice immunized in the
back. We surmise that responses induced in the spleen and/or abdominal
lymph nodes with the A2-flu formulation were shifted toward a Th1 type
more than responses induced in the peripheral lymph node and that the
opposite was true for the A1-flu formulation. Additional work measuring responses in the spleen or in the draining lymph nodes is required to
confirm this hypothesis.

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FIG. 4.
Simplified representation of the lymphatic drainages of
the infra- and supradiaphragmatic regions of the body in mammals,
obtained from the book of R. Barone (1). Arrows represent
afferent and efferent lymphatic vessels. Circles correspond to lymph
nodes. Abbreviations correspond to the following lymph nodes: mR ,
median retropharyngeal; Deep cerv., deep cervical; Sup.c, superficial
cervical; Axill., axillary; Med, mediastinal; Mes., mesenteric; Ce.,
celiac; Lomb. Aor., lumbo-aortic; S.Il, sacroiliac.
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|
In addition to the adjuvant, the antigen itself likely plays a critical
role. Indeed, it is the combination of antigen and adjuvant that may
finally determine the quality of the induced response. For instance, we
have observed, using Helicobacter pylori urease in naive
mice, that a dramatic shift (10- to 50-fold) toward a Th2 response was
induced when adjuvant A1 or A2 was used in the back, the opposite of
what we observed with flu antigen in this study (data not shown). This
may be due to different effects on antigen presenting cells or to more-
or less-efficient immune targeting, as the efficacy of lymphatic uptake
may be dramatically modified by the physical nature of the vaccinal
preparation (13).
Moreover, inducing an immune response in specific lymph nodes by
systemic immunization should further modulate a subsequent mucosal
response developing through the same crossroad lymph nodes (5, 9,
10). In the case of neck immunization (Fig. 4), nasal boost would
have targeted the same deep cervical lymph nodes targeted by parenteral
priming, which would then represent a crossroads between mucosal and
systemic immune responses. In addition, regardless of which lymph node
is targeted, the nature of the adjuvant should play a critical role, as
observed here. Compared with neck immunization, priming in the back
with a Th1 adjuvant (A1) resulted, after the nasal boost, in an
enhanced local IgG1 and decreased IgG2a local response, while priming
with a Th2 adjuvant (A2) resulted in the reverse situation. These local
differences were in agreement with the systemic differences but do not
reflect simply the peripheral situation. There was no correlation
between the overall levels of systemic and local IgA responses (Fig. 2
and 3) or between the levels of systemic and local responses for each
isotype in individual mice (data not shown). In addition, the
difference between local IgG1 levels in mice immunized in the back
versus mice immunized in the neck with A1 adjuvant almost reached
significance only in the case of local responses, indicating that local
mechanisms as well as systemic mechanisms were involved. All the
experiments were performed in parallel, with the same materials and
reagents. The existence of nonresponding mice for local response (IgG1
and A1) thus reflects the heterogeneity linked to outbred mice and is
not due to technical problems.
We did not measure in the present study the intestinal response
occurring after the nasal boost, as such a boost would not have been an
optimal way to target abdominal nodes. However, due to the existence of
a common mucosal system (11, 17) and according to our
hypothesis, back immunization should have been able to further modulate
the mucosal intestinal response so that its effect was symmetric to
that of neck immunization on the mucosal response in salivary glands
(Fig. 4). In that case the lumbar-aortic lymph nodes would play the
same role as deep cervical lymph nodes do in neck immunization.
Supporting this hypothesis, we have recently observed in a murine model
of H. pylori infection that protection was better after
parenteral immunization with adjuvanted urease was performed in the
back rather than in the neck (4a). We surmised in these
studies that indirectly targeting celiac and lumbo-aortic lymph nodes
draining both spleen and stomach would, in turn, have enhanced gastric
immune response and protection. Indeed, we used the same strategy in
monkeys to perform therapeutic immunization against
Helicobacter infection and reduced infection by targeting parenteral immunization in the lumbar region or by combining it with
oronasal immunization (3). Other researchers have observed that parenteral priming in the hips enhanced a subsequent mucosal intestinal response against Shigella flexneri
(7), and this may also support our hypothesis (Fig. 4).
In conclusion, our results raised with flu antigen, together with our
unpublished observations obtained with other antigens, demonstrate that
parenteral immunization at one given site with different adjuvants
determines the outcome of systemic as well as mucosal responses after a
mucosal boost with unadjuvanted antigen. Our results may explain some
discrepancies that have been observed between different studies with
different adjuvants and different routes. The most striking evidence in
the present study is the importance of systemic priming with a Th2
adjuvant to enhance a subsequent Th2 mucosal response. However, due to
the unique nature of each combination of adjuvant and antigen, our work
does not allow the proposal of a general rule to orientate systemic and
local responses in one desired direction by immunization at different
sites. Each situation should be tested and compared in this respect,
particularly if the aim is to induce a protective response against a
mucosal pathogen.
 |
ACKNOWLEDGMENTS |
We acknowledge P. Meulien for constant support and E. Trannoy for
critical reading of the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Research
Department, Pasteur Merieux Connaught, 1541, Av. Marcel Merieux, 69280 Marcy l'Etoile, France. Phone: (33) (0) 4 78 87 38 75. Fax: (33) (0) 4 78 87 36 39. E-mail: bguy{at}fr.pmc-vacc.com.
 |
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Clinical and Diagnostic Laboratory Immunology, September 1998, p. 732-736, Vol. 5, No. 5
1071-412X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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