Clinical and Diagnostic Laboratory Immunology, January 1998, p. 98-104, Vol. 5, No. 1
1071-412X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.

Division of Immunology/Allergy/Rheumatology, Department of Pediatrics, Children's Hospital, University of California at Los Angeles, Los Angeles, California 90095
Received 17 March 1997/Returned for modification 12 August 1997/Accepted 19 September 1997
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ABSTRACT |
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Newborn infants are more susceptible to infections due in part to deficiencies in the cytotoxic functions of their lymphocytes. We investigated the ability of interleukin-2 (IL-2) and IL-12 to enhance the cytotoxicity of neonatal (cord blood) and adult mononuclear cells (MNCs) in both natural killer (NK) cell and antibody-dependent cellular cytotoxicity (ADCC) assays. The cytotoxic activity of cord blood MNCs was less than 50% that of adult MNCs in most assays prior to exposure to cytokines. Incubation with IL-2 (100 U/ml) or IL-12 (1 ng/ml) for 18 h increased the NK cell activity (using K562 target cells) of both cord blood and adult MNCs, and the combination of IL-2 and IL-12 increased cord blood cytotoxicity threefold, making the cytotoxicity of cord blood cells equivalent to that of adult cells treated with the same cytokines. In ADCC assays with chicken erythrocyte targets, the combination of IL-2 and IL-12 increased the cytotoxicities of both cord blood and adult MNCs, with greater enhancement again seen with cord blood cells. In assays with NK cell-resistant CEM cells coated with human immunodeficiency virus (HIV) gp120 antigen in the presence of hyperimmune anti-HIV immunoglobulin, ADCC of cord blood MNCs was about 50% that of adult MNCs; ADCC of cord blood MNCs increased two- to threefold with the addition of IL-2 and IL-12, whereas ADCC of adult MNCs did not increase. Incubation of cord blood cells, but not adult cells, with IL-2 or IL-12 for 1 week increased the percentage of CD16+/CD56+ cells two- to fivefold and enhanced ADCC activity. Thus, IL-2 and IL-12 greatly enhance both the NK cell and ADCC activities of neonatal MNCs and increase the number of NK cells in longer-term culture.
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INTRODUCTION |
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Natural killer (NK) cells are large granular lymphocytes capable of lysing many types of tumor and virus-infected cells without prior sensitization. NK cells also have Fc receptors (CD16) on their surfaces. These receptors allow NK cells to kill antibody-coated target cells, thus providing another form of immune defense (12, 35). Several defects have been identified in NK cells of newborn infants, and these defects may make newborn infants particularly more susceptible to viral infections than adults (1, 11, 24, 27, 47, 49, 52). NK cell cytolytic function, as measured by the level of killing of K562 cells, is decreased about 50% in newborns compared to that in adults (25), and neonatal NK cells have a decreased ability to kill cells infected with herpesvirus (18, 21). Newborn mononuclear cells (MNCs) have decreased antibody-dependent cellular cytotoxicity (ADCC) compared to the ADCC of MNCs from adults (11, 12), and newborns have decreased numbers of NK cells with both CD16 and CD56, a phenotype associated with greater cytotoxicity (32).
Previous studies have demonstrated that MNCs from newborn infants have
a reduced capacity to produce cytokines, particularly interleukin-2
(IL-2) and gamma interferon (IFN-
) (1, 6, 22, 27,
48), both of which are important in upregulating the cytotoxicity
of NK cells (4, 5, 45). The cytotoxicity of neonatal NK
cells against K562 targets (22, 38, 50) and virus-infected
cells (17) is augmented by IL-2 but remains significantly lower than that of IL-2-activated adult MNCs. Mechanisms that may
explain these deficits in cord lymphocytes include a decreased ability
to translate IL-2 from mRNA (46) and reduced levels of
expression of the
chain of the IL-2 receptor on the cell membrane
(30, 37, 43, 44, 52).
More recently, IL-12 has been found to play an important role in activating various lymphocyte functions. IL-12 is a 75-kDa disulfide heterodimeric protein that is secreted by monocytes, macrophages, neutrophils, and dendritic cells and that stimulates NK cells and T cells (29). IL-12 augments the cytotoxicity of NK cells in healthy adults and also in human immunodeficiency virus (HIV)-infected patients who produce decreased levels of IL-12 (19). IL-12 also enhances the killing of K562 and HIV-infected cells by neonatal NK cells (5, 10, 25). The level of expression of mRNA for IL-12 as well as the level of production of IL-12 was recently reported to be decreased in neonatal MNCs compared to that in adult MNCs (20).
We sought to determine if IL-2 and IL-12 could enhance the ADCC activity of neonatal MNCs. MNCs from umbilical cord blood and from healthy adult controls were used as effector cells, and targets included K562 cells, chicken erythrocytes (CRBCs), and an NK cell-resistant CEM cell line coated with an HIV antigen. We found that both IL-2 and IL-12 enhance NK cell activity and, more significantly, the ADCC activity of MNCs from newborns. These cytokines also increase the number of NK cells in long-term culture, which may further contribute to their potential therapeutic benefit.
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MATERIALS AND METHODS |
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Subjects. MNCs were obtained from healthy adult volunteers and from the umbilical cords of full-term newborns following normal vaginal deliveries according to guidelines established by the Human Subjects Protection Committee of the University of California at Los Angeles. Cord blood was collected in sterile tubes and was processed within 24 h of birth.
Effector cells. MNCs were separated from heparinized blood by Ficoll-Hypaque density gradient centrifugation. The isolated cells were resuspended at 106 cells/ml in RPMI 1640 (Irvine Scientific, Santa Ana, Calif.) supplemented with 10% heat-inactivated fetal calf serum (FCS). MNCs were then placed in a 15-ml culture tube (Falcon 2095; Becton Dickinson, Oxnard, Calif.) or a 25-cm2 tissue culture flask (Sarstedt Inc., Newton, N.C.) with no cytokines or with IL-2 (Cetus, Emeryville, Calif.) or IL-12 (R&D Systems, Minneapolis, Minn.), or both. The cells were incubated without cytokines or with various cytokine combinations and concentrations in short-term (18 h) or long-term (7 days) cultures at 37°C in 5% CO2. Interleukin dosages for optimal in vitro NK cell and ADCC activity were used as described previously (5, 10, 22, 25, 36, 38, 50). Because of the short half-life of the cytokines, IL-2 or IL-12, or both, was added to the culture every other day to maintain optimal activity in the longer-term experiments (7 days). Following incubation, the MNCs were pelleted and resuspended at 2.5 × 106 cells/ml for cytotoxicity assays.
In some experiments, MNCs were placed directly in 96-well U-bottom microtiter plates (Falcon 3077; Becton Dickinson, Lincoln Park, N.J.) and were then incubated for 18 h with or without cytokines. These cells were not washed prior to the addition of the target cells so that the cytokines were present throughout the cytotoxicity assay.Target cells. Cytotoxicity was measured by determining the amount of 51Cr released from target cells. The tumor cell line K562 and CRBCs were used as target cells and were prepared as described previously (42).
CEM cells (an NK cell-resistant human T-lymphoblast tumor cell line) were maintained in long-term cultures in RPMI 1640 with 10% FCS (34). On the day of the assay, 2 × 106 to 5 × 106 CEM cells were pelleted in a 5-ml centrifuge tube, resuspended, and then incubated with 100 µCi of 51Cr and 1 µg of HIV type 1 (HIV-1) strain MN gp120 recombinant protein (MicroGeneSys, Meridien, Conn.) per 2 × 106 targets in a 37°C water bath for 2 h with mixing every 15 to 20 min. After incubation, the chromated cells were washed three times with 5 ml of RPMI 1640, resuspended at 2 × 105/ml, and added to the wells.NK cell and ADCC assays. When K562 cells were used as targets, 104 cells in 100 µl of RPMI 1640 containing 10% FCS were added to each well (final concentration, 5 × 104/ml). To achieve a 25:1 effector cell:target cell ratio, 2.5 × 105 MNCs were added to each well; 1.0 × 105 MNCs were added to achieve a ratio of 10:1. The final volume was 0.2 ml for all wells.
When CEM cells coated with HIV-1 gp120 protein were used as targets, HIV-hyperimmune intravenous immunoglobulin (HIVIG; North American Biologicals, Miami, Fla.) was used at a dilution of 1:5,000 to assess ADCC. HIVIG is a 5% solution of 99% immunoglobulin G from pooled plasma from asymptomatic HIV-1-seropositive donors with CD4 counts of >400/mm3 and a high titer of antibody to p24 (8). For assays with CRBCs as targets, rabbit anti-CRBC antiserum (Organon Teknika Corp., Durham, N.C.) was used at a dilution of 1:10,000 to assess ADCC. CRBCs (2.5 × 104) in RPMI 1640 containing 10% FCS were added to each well, with the wells containing proportional increases in the numbers of effector cells. In addition, unlabeled sheep erythrocytes (0.025% by volume) were added to each well to decrease the spontaneous lysis that occurs when CRBCs are incubated in medium (RPMI 1640 containing 10% FCS) alone. The final volume was 0.2 ml/well. The plates containing target cells and effector cells were centrifuged at 100 × g for 3 to 5 min and were then incubated at 37°C in a CO2 incubator at various effector cell:target cell ratios as described previously (42). All assays included additional wells with effector and target cells in the absence of antibody, and the resulting cytotoxicity is referred to as "natural killing." The incubation times for assays with K562 cells, CEM cells, and CRBCs as targets are 3, 4, and 18 h, respectively. After incubation, the plates were centrifuged at 300 × g for 10 min. Culture supernatants (40% of the total volume) were harvested and counted to assess the amount of 51Cr released. Specific lysis was determined by using the formula: percent specific lysis = [(experimental counts per minute
spontaneous counts per minute)/(total counts per
minute
spontaneous counts per minute)] × 100. ADCC activity
was calculated as percent total cytotoxicity
percent NK cell
toxicity, as follows: percent total cytotoxicity = [(counts per
minute of effector cells with antibody
counts per minute of
medium with antibody)] × 100; percent NK cell toxicity = [(counts per minute of effector cells
spontaneous counts per
minute)/(total counts per minute
spontaneous counts per
minute)] × 100. The mean total release and mean spontaneous release
counts per minute for the target cells used in this series of
experiments are as follows: for K562 cells, total release was 5,339 ± 357 cpm and spontaneous release was 884 ± 63 cpm;
for CEM cells, total release was 7,742 ± 320 cpm and spontaneous
release was 1,381 ± 95 cpm; and for CRBCs, total release was
1,486 ± 273 cpm and spontaneous release was 143 ± 11 cpm.
The term "plus antibody" in Fig. 3 to 5 refers to the total
cytotoxic activity (activity of NK cells plus ADCC) less spontaneous
release. Due to the limited number of cells available for many of the
assays, we could not include a third (higher) effector cell:target cell
ratio as required for generating lytic unit data for the measurement of
cytotoxicity.
Flow cytometric analysis. MNCs from healthy adults and umbilical cord blood were washed in cold phosphate-buffered saline with 0.1% sodium azide buffer and were then stained with fluorescein isothiocyanate- and phycoerythrin-conjugated mouse anti-human monoclonal antibodies. Ten microliters of the appropriate fluorescent reagent was incubated with 5 × 105 cells for 20 to 30 min at 4°C in the dark. The antibodies used were Leu-11a (anti-CD16), Leu-19 (anti-CD56), and Leu-23 (anti-CD69) and were obtained from Becton Dickinson, San Jose, Calif. The cells were then washed twice with 2 ml of phosphate-buffered saline at 4°C.
The fluorescent stained cells were analyzed on a FACScan (Becton Dickinson, San Jose, Calif.) flow cytometer. Electronic gates were set to enable analysis of the fluorescence of the lymphocytes or monocytes in each preparation. The percentage of cells staining with each monoclonal antibody was determined by comparing each histogram with one for control cells stained with fluorescein isothiocyanate- or phycoerythrin-labeled anti-gamma-1 monoclonal antibodies.Statistics. Student's t test (two-tailed) was used to compare the reported means with standard errors for the different variables. Groups being compared were considered significantly different if P was less than 0.05.
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RESULTS |
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NK cell activity against K562 cells and effects of IL-2 and IL-12. The effects of IL-2 and IL-12 on NK cell killing of K562 cells determined by using MNCs from healthy adult controls as effector cells are presented in Fig. 1. The MNCs were tested after 18 h of incubation with the cytokines. Concentrations of IL-12 greater than 1 ng/ml did not result in higher cytotoxicity when used alone (data not shown). An IL-2 concentration of 100 U/ml was selected for further testing because the augmentation by IL-12 was not evident at higher concentrations of IL-2. The concentrations selected for most assays in this study were not maximal so that the effects of combining the cytokines could be examined and so that the levels which were pharmacologically tolerable in vivo could be approximated (16).
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ADCC of CRBC targets. Cytokines increased the ADCC activities of both adult and cord blood MNCs against CRBC targets after an 18-h incubation (Fig. 3). In the absence of anti-CRBC antiserum, minimal cytolysis occurred with or without cytokines, although incubation with the combination of IL-2 and IL-12 slightly increased the NK cell response of cord blood cells, but the increased response was not statistically significant. The ADCC of cord blood MNCs in the absence of cytokines was 44% ± 4% at the 5:1 ratio (Fig. 3A), which is approximately 30% lower than that of adult cells (66% ± 3%). The adult cell ADCC was significantly (P < 0.005) enhanced by incubation with IL-2 alone (75% ± 4%) and the combination of IL-2 and IL-12 (90 ± 4%) compared to that for incubation with medium alone. The activity of cord blood cells was significantly augmented by incubation with IL-12 alone (54% ± 5%; P < 0.05), and incubation with the combination of IL-2 and IL-12 gave the highest response (71% ± 5%; P < 0.005). At the 1:1 ratio (Fig. 3B) the greatest increase in ADCC activity again occurred after incubation with the combination of IL-2 and IL-12, with cord blood ADCC increasing almost 100%. Thus, incubation with the combination of IL-2 and IL-12 increases the ADCC activities of both adult and cord blood MNCs, with the most dramatic increases seen with the cord blood cells.
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Enhancement of ADCC against gp120-coated CEM cells. Adult and cord blood cytotoxicities were next tested by culturing CEM cells coated with HIV protein gp120 in the absence (NK cell activity) and the presence (ADCC) of antibody for 18 h (Fig. 4). The NK cell activities of both adult and cord blood cells were much lower against this NK cell-resistant target than against K562 cells (Fig. 2). NK cell lysis could be augmented by the addition of cytokines, with the greatest increase occurring with the combination of IL-2 (100 U/ml) and IL-12 (1 ng/ml). The total lysis in the presence of antibody (ADCC plus NK cell activation) by both adult and cord blood MNCs could be also enhanced by incubation with cytokines. At the 25:1 effector cell:target cell ratio (Fig. 4A), the addition of IL-2 or IL-12 significantly increased total lysis by cord blood cells (32% ± 4% and 34% ± 3%, respectively) compared to that after incubation without cytokines (20% ± 2%). Incubation with the combination of IL-2 and IL-12 further increased the total cytolytic activity of cord blood cells to 43% ± 3% (P < 0.0001). Similar results were seen at the 10:1 ratio (Fig. 4B). The cytotoxicity of adult cells with antibody was also enhanced by incubation with IL-2 and IL-12, with the majority of this increase being a result of the higher NK cell activity. Lower concentrations of IL-2 (10 U/ml) and IL-12 (1 ng/ml) resulted in less enhancement of NK cell toxicity and total cytotoxicity (data not shown).
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Effects of IL-2 and IL-12 on CD16+/CD56+ expression. The occurrence of NK cells expressing both CD16 and CD56 was examined with fresh adult control and cord blood MNCs and those cultured for 18 h and 1 week in the presence or absence of cytokines (Table 2). Freshly isolated cord blood MNCs had 7% ± 2% CD16+/CD56+ cells, and this decreased to 4% ± 1% after 18 h and to 3% ± 1% after 1 week when no cytokines were present. The percentage of CD16+/CD56+ cells among the adult cells also declined after incubation without cytokines for 18 h and 1 week. After the addition of cytokines for 18 h of incubation, there was no significant change in the level of expression of CD16+/CD56+ cells in adult or cord blood MNCs compared to the level of expression with no cytokines. However, after 1 week of incubation, the percentage of CD16+/CD56+ cells among the cord blood cells increased to 18% ± 3% with the addition of IL-2 (100 U/ml) and to 7% ± 2% with the addition of IL-12 (1 ng/ml) (compared to 3% ± 1% with unstimulated cells). By contrast, the percentage of CD16+/ CD56+ cells among adult MNCs was not increased after 1 week of incubation with IL-2 or IL-12. The combination of IL-2 and IL-12 did not significantly increase the percentage of CD16+/CD56+ cells among either adult or cord blood MNCs. The presence of IL-12 also decreased the total number of recovered cells by about 20 to 25% after 1 week of culture for cord blood or adult MNCs (data not shown). Incubation of cord blood MNCs in IL-2 (100 U/ml) also increased the percentage of cells expressing the activation marker CD69 (6% ± 2% without cytokines and 38% ± 5% with IL-2; n = 14; P < 0.0002).
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DISCUSSION |
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Newborns have increased susceptibility to many pathogens including
bacteria and viruses as a result of a developmentally deficient host
defense system. This increased susceptibility has been attributed to a
number of immunological defects such as defective neutrophil function,
decreased levels of antibody production, and reduced levels of IL-2 and
IFN-
production by T cells (14, 21, 22, 25, 48). NK cell
activity and ADCC mediated by NK cells are also decreased in newborns.
Enhancement of NK cell activity by IL-2 and IL-12 has been noted
(22, 33, 38, 50), but enhancement of ADCC has not been
reported. In this study, we found that IL-2 and IL-12 significantly
enhance both the NK cell and the ADCC activities of cells from
newborns, with the combination of the two cytokines producing the
greatest increase.
In agreement with Gaddy et al. (10), we showed that
overnight incubation with either IL-2 or IL-12 greatly augments cord blood cytolysis of K562 cell targets. We additionally demonstrated that
the levels of cytotoxicity induced by IL-2 and IL-12 in combination are
higher than those induced by any one cytokine alone (Fig. 2). IL-2 has
previously been shown to act synergistically with IL-12 to enhance
lymphokine-activated cytotoxicity, induce the production of IFN-
by
NK cells (51), and promote the expression of genes for
perforin and granzyme in fresh human NK cells (9); these
factors may explain the greater enhancement seen with the combination
of IL-2 and IL-12. Experiments with shorter exposure times (4 h)
performed with cytokines present during the assays did not show
significant effects (data not shown). In addition, the cytotoxicity
levels of cord blood cells incubated with cytokines for 2 and 3 days
were higher than those of cells incubated for only 18 h (data not
shown).
We also examined the ability of cord blood MNCs to kill CEM tumor cells coated with gp120 HIV antigen. Although the activities of NK cells from both adults and infants were increased with cytokines, the antibody-dependent component was augmented in cord blood MNCs only, as calculated by subtracting the NK cell toxicity from the total cytotoxicity (Fig. 4 and 5). By using CRBC targets (Fig. 3), in which NK cell activity is negligible, the ADCC activities of both adult and cord blood MNCs were enhanced by the combination of IL-2 and IL-12, confirming the ADCC-enhancing properties of these cytokines.
Concurrent studies in our laboratories have found that IL-2 and IL-12 also enhance gp120-specific antibody-dependent cytotoxicity as well as NK cell activity when MNCs from HIV-infected patients are used (23). Using the same assay used in our study, Baum et al. (3) reported that HIV-positive individuals with high titers of antibodies mediating ADCC against gp120 targets had a better prognosis than those with lower titers. Infusions of IL-2 are now being given to AIDS patients to improve their immune status, but high doses are quite toxic (35). Prolonged infusions of low doses of IL-2 could minimize the side effects and may preferentially stimulate the in vivo expansion of NK cells (13, 39, 40).
IL-12 has been reported to increase the NK cell activity of cord blood MNCs against HIV-infected H9 cells (19), but the augmentation of ADCC activity was not demonstrated (25). However, we found that IL-2 or IL-12, or both, enhanced both NK cell activity and ADCC against gp120-coated CEM cells. A notable difference between our study and the previous report is that the baseline NK cell activity of the cord blood cells from full-term infants against the H9 cell targets was high (over 30%) (19). By contrast, the NK cell activity of cord blood MNCs against CEM targets was much lower (5% ± 1%). The high NK cell activity of cord blood cells against H9 cells may have masked the enhancement of ADCC due to cytokines. In addition, we demonstrated that after 18 h the combination of IL-2 and IL-12 increases ADCC activity against CRBC targets when MNCs from both adults and umbilical cords are used (Fig. 3). Sahin et al. (36) recently demonstrated that IL-12 would increase the cytotoxicity of NK cells for human tumors using a bispecific monoclonal antibody directed both to a tumor antigen and to CD16 on the NK cell. Thus, antibody-dependent cytotoxicity, as mediated by the CD16 receptor, is enhanced by IL-12.
High doses of IL-2 have been shown to enhance NK cell activity for up
to 6 days in cultures of adult cells (26). We confirmed these findings for both adult and cord blood cells in culture for 7 days using IL-2 and also found that the antibody-dependent cytotoxicity
of cord blood cells was enhanced. The increase in CD16+
cells after 1 week of incubation with IL-2 or IL-12 may explain why the
antibody-dependent cytotoxicity of cord blood cells exceeds that of
adult cells in these longer cultures. After 1 week of culture with the
combination of IL-2 and IL-12, there was less cytotoxic activity and a
decrease in the numbers of CD16+ cells compared with the
cytotoxic activity and numbers of CD16+ cells after culture
with either cytokine alone (Fig. 2 and 5; Table 2). This is in contrast
to the data observed for 18 h of incubation, in which cells
stimulated with the combination of cytokines elicited the greatest
increase in cytotoxicity (Fig. 2). A possible mechanism for the reduced
activity or generation of NK cells in long-term culture with IL-12
might be due to a negative-feedback effect such as an increased
susceptibility to apoptosis or programmed cell death (2).
IL-2, particularly in combination with IL-12, also promotes the
production of IFN-
, tumor necrosis factor alpha, and other cytokines
which may have antiproliferative or inhibitory effects (7,
15). Kohl et al. (16) recently showed that in vitro
incubation with IL-12 increased the NK cell toxicity of cells from
HIV-positive patients, whereas in vivo administration decreased their
ADCC and NK cell activities as well as their peripheral lymphocyte
counts. One explanation for this paradoxical finding is that activated
NK cells may have trafficked from the peripheral blood pool, although the production of increased levels of inhibitory cytokines such as IL-4
was also postulated.
IL-12 and IL-2 will augment the cytolytic activities of peripheral blood lymphocytes from patients with hematologic and solid malignancies, and both are being studied in clinical trials (31, 41). The study of the function of NK cells in cord blood is also relevant because cord blood cells may be used as an alternative to bone marrow for transplants in children with immunological or hematological disorders. NK cells may have significant graft-versus-leukemia effects (28) in leukemia patients receiving transplants and may provide protection against viral infections. Our studies show that both the NK cell and the ADCC activities of cord blood cells can be significantly enhanced after incubation with cytokines, and this might have beneficial effects in speeding the recovery of the transplant recipient. These experiments may also serve as a foundation for using cytokine therapy in conjunction with HIVIG infusions in patients with advanced HIV infection.
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ACKNOWLEDGMENTS |
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This work was supported by Pediatric AIDS Foundation grants 77186, 500327, and 50463 and NIH grants AI-27550, AI-3629, and RR-00865. R. L. Roberts was a Pediatric AIDS Foundation Scholar.
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FOOTNOTES |
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* Corresponding author. Mailing address: UCLA Department of Pediatrics, 10833 Le Conte Ave., 22-387 MDCC, Los Angeles, CA 90095. Phone: (310) 825-6481. Fax: (310) 208-5843. E-mail: rroberts{at}pediatrics.medsch.ucla.edu.
Present address: Department of Pediatrics, Chang Gung Children's
Hospital, 5 Fu-Hsin St., Linkou, Taiwan, Republic of China.
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