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Clinical and Vaccine Immunology, June 2006, p. 627-632, Vol. 13, No. 6
1071-412X/06/$08.00+0 doi:10.1128/CVI.00026-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
Pål A. Jenum,3*
Vegard Skogen,4
Valentin F. Pilnikov,5 and
Haakon Sjursen1
Institute of Medicine,1 Center for International Health, University of Bergen, Bergen,2 Department of Bacteriology, Norwegian Institute of Public Health, Oslo,3 Department of Medicine, University Hospital of North Norway and Institute of Clinical Medicine, University of Tromsø, Tromsø, Norway,4 Hospital of Infectious Diseases, Arkhangelsk, Russia5
Received 24 January 2006/ Returned for modification 14 February 2006/ Accepted 4 April 2006
| ABSTRACT |
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| INTRODUCTION |
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After mass vaccination programs against diphtheria were established, the disease became very rare in industrialized countries. Only small outbreaks and isolated imported cases have been reported, despite the fact that seroepidemiological studies have shown insufficient protection, especially among the adult population (6, 11).
However, in the Russian Federation, three epidemics of diphtheria have occurred during the last 50 years involving several regions of the country. The last epidemic, which started in 1990, had 115,000 reported cases and more than 3,000 deaths (15).
Diagnosis of diphtheria is not always easy (3). It is based on clinical symptoms and signs and on the detection of C. diphtheriae. The diagnosis is supported by low levels of diphtheria antibodies in serum. Administration of antidiphtheria antitoxin during the early stage of the disease is often crucial to preventing complications and death. This, however, demands speedy diagnosis, usually before the results of microbiological analyses are available (13). The clinical appearance of the disease is characteristic in severe cases, but in the early phase and in less-severe and mild cases, the diagnosis may be missed. Assessment of the levels of antibodies against diphtheria toxin at the onset of the disease is recommended as a complementary diagnostic criterion (2, 5).
In this study, serum levels of antibodies against diphtheria toxin on hospital admission and the further development of these antibodies were studied with an in vitro neutralization test (NT) and an enzyme immunoassay (EIA) among diphtheria patients and C. diphtheriae carriers.
| MATERIALS AND METHODS |
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This study was conducted from December 1994 to March 1995 at the Hospital of Infectious Diseases, Arkhangelsk. Forty-three patients were included in the study and grouped as follows according to clinical and laboratory findings: (i) clinical patients (15 patients; mean age, 35 years; age range, 5 to 58 years), (ii) symptomatic carriers (12 patients; mean age, 21 years; age range, 5 to 46 years), and (iii) healthy carriers (16 individuals; mean age, 14 years [2 unknown age]; age range, 3 to 36 years).
Diphtheria cases. Patients with diphtheria were defined as those with a respiratory tract infection and clinical signs of a local and/or systemic toxin effect. Patients with local disease had typical faucial pseudomembranes and edema. Pseudomembranes were thick and adherent to the mucosal surface. Systemic complications included neck edema, myocarditis, and peripheral neuropathy. These patients were further grouped as having (i) mild disease with localized tonsillar membranes but without signs of a systemic effect, (ii) moderate disease with extensive membranes and neck edema but no life-threatening symptoms, or (iii) severe disease with life-threatening airway obstruction and/or cardiac complications. Symptomatic carriers were patients with a positive culture for C. diphtheriae and pharyngitis and/or tonsillitis but without signs of localized or general diphtheria toxin effects as described above. Healthy carriers were individuals with a positive culture for C. diphtheriae but without any clinical symptoms or signs.
Clinical and laboratory examinations. On admission, all of the patients and carriers included in this study were clinically examined regarding their general condition and the presence of pseudomembranes, edema, and possible complications. Neurological examinations were performed when neurological symptoms were suspected. Electrocardiograms were taken on admission and later if necessary. Standard laboratory tests (hemoglobin, white blood cell count, blood cell differential count, platelet count, serum urea and creatinine concentrations, and urine analysis) were performed. Nose and throat swabs for bacterial cultivation were obtained on admission and daily for 3 days from patients and after 1 week from carriers. The samples were cultured, isolates were identified, and toxin production tests were performed according to World Health Organization (WHO) recommendations (1, 7, 8). Except for one patient, sera were obtained for determination of antibodies against diphtheria toxin on the day of admission to the hospital and repeatedly during the hospital stay (see Table 2). Information on previous diphtheria vaccination was collected if available.
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Serological methods. For the assessment of the levels of antibodies against diphtheria toxin, two different assays were performed as previously described (17), i.e., (i) an in vitro NT for detecting the total amount of toxin-neutralizing antibodies, both human and equine, and (ii) an EIA for detecting human-specific immunoglobulin G (IgG) antibodies against diphtheria toxoid.
In brief, the NT was performed with twofold dilutions of serum mixed with a dose of diphtheria toxin equivalent to four times the minimal cytotoxic dose (Statens Seruminstitut, Copenhagen, Denmark) and incubated at 37°C for 1 h before Vero cells were added. An antitoxin-positive control serum, a toxin control, and a cell control were run for every 17th serum sample. The pH-mediated color change from red to yellow caused by growing Vero cells was recorded after 5 days of incubation at 37°C. The antibody level of each sample was determined by comparing the color change to that of a WHO standard (Statens Seruminstitut) analyzed simultaneously.
The EIA, a three-layer indirect assay, was performed with microtiter plates with diphtheria toxoid (Statens Seruminstitut) coating the wells and to which 100 µl of serum, diluted 1:50 in phosphate-buffered saline (pH 7.4) with 0.05% Tween 20 (PBST), was added in duplicate, and the plates were incubated at 37°C for 2 h and then washed three times with PBST. After a further 2 h of incubation with 100 µl of swine anti-human IgG conjugated to alkaline phosphatase (Orion Diagnostica, Helsinki, Finland) diluted 1:200 in PBST and three more washings, the amount of bound conjugate was measured in a microplate reader by adding a substrate that was allowed to react for 45 min. The test was standardized against selected sera analyzed by the WHO reference laboratory in Copenhagen, Denmark.
The results are presented as international units per milliliter and were interpreted as follows: <0.01 IU/ml, no protection; 0.01 to 0.1 IU/ml, partial protection (i.e., possible protection against severe toxic disease); >0.1 IU/ml, protection (9). A significant increase was defined as a fourfold or greater increase in the amount of antibody from the values measured on admission. The upper cutoff level for the EIA was 5.24 IU/ml.
Statistical analysis.
The Wilcoxon matched-pair signed rank sum test was used to compare antibody levels on different days of disease. Paired and independent t tests were used to compare titers among carriers after log transformation. The odds ratio was used to estimate the risk of disease when antibody levels were
0.5 IU/ml or
1 IU/ml.
| RESULTS |
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Vaccination histories were available only for the children. Patient 3 had not been vaccinated, and patients 1 and 4 had incomplete vaccination according to the national vaccination program, having received three and two primary doses, respectively. Most adults did not know their vaccination status but had not received a booster vaccination after 16 years of age. Patient 8 had received a single vaccination dose 1 year before getting the disease as part of the extraordinary adult vaccination program during the last epidemic. Patient 12 had not been vaccinated because of severe epilepsy.
On admission, all of the patients but one (patient 14) had positive cultures of toxigenic C. diphtheriae, 12 patients had biotype gravis, the dominant biovar during the epidemic, and two patients had biotype mitis. Subsequent cultures were all negative. No other obligate pathogenic bacteria were isolated from the patients. Biotype gravis was isolated from all of the symptomatic and healthy carriers.
Antidiphtheria antibody levels on admission.
Among the clinical patients, five (patients 7, 8, 11, 13, and 15) had antibody levels of
0.01 IU/ml measured by the NT on hospital admission, four (patients 2, 3, 4, and 14) had values between 0.1 and 1 IU/ml, and one (patient 1) had a value of
1 IU/ml (Table 2). Five (patients 5, 6, 9, 10, and 12) received EHAS before the first serum sample was taken. The median antibody levels were 0.085 IU/ml as measured with the NT and 0.077 IU/ml as measured with the EIA.
Among the 12 symptomatic carriers, only 4 (33%) had antibody levels of <1 IU/ml; the median for the group was 5.12 IU/ml (range, 0.16 to 328 IU/ml) as measured with the NT and 2.10 IU/ml (range, 0.005 to
5.24 IU/ml) as measured with the EIA (Table 3). Among the 16 healthy carriers, the median was 10.24 IU/ml (range, 2.56 to 81.9 IU/ml) by the NT and
5.24 (range, 0.49 to
5.24 IU/ml) by the EIA (Table 4). The geometric mean antibody titer on admission measured with the NT was higher in the healthy carrier group (14.15 IU/ml) than in the symptomatic carrier group (4.81 IU/ml).
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The risk of developing clinical diphtheria correlated inversely with the concentration of antibodies against diphtheria toxin on admission. The odds ratio was 0.05 (95% confidence interval, 0.02 to 0.12) when the cutoff point for antibody levels was set to 0.5 IU/ml, and it was even lower when the cutoff point was 1 IU/ml, i.e., 0.01 (95% confidence interval, 0.0036 to 0.037). No significant correlation between the magnitude of the immune response and the course and outcome of the disease was revealed.
| DISCUSSION |
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Any threshold of protection established should be based on a careful diagnosis of suspected cases considering the degree of clinical disease. Doctors have a tendency on the one hand to delay making a diagnosis or to fail to make the correct diagnosis in societies in which there are no or few indigenous cases (14, 16) and on the other hand to overdiagnose cases during an epidemic (15). During the recent epidemic in the former Union of Soviet Socialist Republics, as many as 25% of the patients who were classified as having mild cases could in fact be classified as carriers according to the WHO classification (12). Most of them were probably symptomatic carriers suffering from viral or bacterial nondiphtherial upper respiratory tract infections. The most difficult diagnostic challenge is to distinguish true diphtheria patients from patients with confluent exudative (purulent) tonsillopharyngitis of nondiphtherial origin, which is a highly prevalent disease. A positive culture usually helps to make a diagnosis in suspected cases. However, positive cultures for toxigenic C. diphtheriae could also confuse the physician if the patient is a carrier of C. diphtheriae and at the same time has throat symptoms due to another bacterial or viral infection.
In our study, we classified the patients according to signs of local and systemic effects of diphtheria toxin. Locally, toxin induces tissue necrosis and an inflammatory reaction resulting in tough, adherent membranes. The membrane islets tend to spread outside the tonsils and to be confluent in most cases. The membrane size usually corresponds to the spread of local edema. The first and most specific severe, systemic sign is neck edema of various magnitudes. The presence of typical cardiac and neurological complications clearly supports the diagnosis. Persons who did not meet these criteria were considered not to have diphtheria but rather to be symptomatic carriers with nondiphtherial tonsillitis.
This approach could have resulted in some very mild cases not being identified. However, these patients never needed specific EHAS treatment, and further spread of C. diphtheriae was stopped by antimicrobial treatment similar to the treatment given to healthy carriers. We find that the tendency to classify carriers as patients is more problematic, since they would unnecessarily have become eligible for aggressive equine serum treatment, which can have serious side effects. Most of these individuals have been vaccinated, which prevents them from developing serious clinical disease. Hence, including them as diphtheria patients in epidemiological studies would give the impression that vaccination is less effective than it actually is.
On admission, all but two patients had neutralizing antibody titers that were higher than those considered to be relatively protective. The incubation period, in which bacteria are present, plus the period from the onset of the disease until admission (2 to 4 days) may have resulted in an increase in antibody levels before the first serum sample was collected. This is supported by the fact that antibody levels varied considerably on admission among patients with severe disease. However, all of the patients but one showed a significant increase in antidiphtheria antibodies during the course of the disease. The increased level was maintained for more than a month, although the level started to fall after approximately 3 weeks. Groundstroem et al. studied antibody levels in 133 diphtheria patients (K. Groundstroem, H. Huhtala, J. Lumio, O. Melnick, R.-M. Ölander, A. Rakhmanova, and J. Vuopio-Varkila, Abstr. 43rd Intersci. Conf. Antimicrob. Agents Chemother., abstr. 575, 2003). In contrast to our findings, they found no clear tendency to increasing antibody levels over time. A possible explanation for this difference may be a longer delay (median, 11 days) between the onset of disease and hospital admission when sera were collected in the Finnish-Russian study. Many patients could already have had the increase prior to admission.
The clear differences between the results obtained with the NT and the EIA are due to the administration of EHAS, which gives an immediate increase in serum neutralizing activity without any effect on the level of human-specific IgG against the diphtheria toxin (Fig. 1). This indicates that there was no significant cross-reactivity from equine antibodies in the EIA. This is further supported by the observation that while the equine antibody amount gradually decreased, the human IgG response to diphtheria toxoid gradually increased. Our results show that specific antibodies develop in patients despite the fact that EHAS is given. Whether administration of EHAS to some degree suppresses the patient's own development of antibodies against diphtheria toxin is not known, but it certainly would neutralize the toxin effects.
In our study, neither the initial antibody level nor the pattern of antibody development was able to predict the severity of disease or its complications. However, the larger study by Groundstroem et al. showed that antibody levels of <1 IU/ml during the first week of the disease indicated a much higher risk of developing extensive and toxic disease (Groundstroem et al., 43rd ICAAC).
In both the symptomatic and asymptomatic carrier groups, antibody levels varied greatly on admission and the increase observed during the following 10 days also varied. The reason for this could also be that serum samples were collected at different stages during the immune response that was observed among carriers (4). Symptomatic carriers had lower antibody levels than healthy carriers, but this difference was not significant. However, the median antibody titer was 60 times higher than among diphtheria patients. High antibody levels were evidently protective against developing clinical diphtheria.
Our results do not explain the differences in antibody level between symptomatic and asymptomatic carriers. However, patients sought medical help because of symptoms and were subsequently screened for C. diphtheriae while contacts were selected and screened only when an index patient was diagnosed.
There was an increasing mean age from the healthy carrier group (15 years) through the symptomatic carrier group (21 years) to the diphtheria patient group (35 years). This finding gives an indication that children and young people generally were better protected against clinical disease when infected with toxigenic strains of C. diphtheriae. This is supported by epidemiological data from the epidemic in Russia showing the highest fatality rate among adults more than 40 years old and children less than 2 years old (incomplete vaccination) (15).
In our study, patients had a very low risk (5%) of developing clinical diphtheria if antibody levels were
0.5 IU/ml on admission and an even lower risk (1%) if the level was
1 IU/ml. In the study by Groundstroem et al., more than half of the diphtheria patients had antibody levels of
1 IU/ml on admission (Groundstroem et al., 43rd ICAAC). However, the proportion of patients with such high levels was much smaller (8 of 32 patients) when the analysis was restricted to those who had the first sample taken during the first week of the disease. In our study, the median period between the onset of disease and hospital admission was only 2 days. It seems clear that the levels of antibody against diphtheria toxin are very low in almost all clinical cases of diphtheria when the symptoms first appear and that antibody levels usually increase rapidly during the following 2 to 3 weeks. The possible preventive effect of the antibody level on the seriousness of the symptoms must always be related to the time elapsed from symptom onset to the time when the serum sample was taken.
It seems wise to use an antibody titer of 0.1 IU/ml as measured by the EIA as a lower threshold for basic individual protection in a population (9). However, when faced with a patient who is strongly suspected of having diphtheria, the decision to give equine antiserum must primarily be based on a combination of the clinical symptoms present and information about the duration of symptoms. For a patient with a sore throat and a positive diphtheria culture together with no typical membranes, no signs of toxicity, and an antibody level higher than 1 IU/ml, one should suspect carrier status rather than disease.
| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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Present address: Unit of Innovation, Central Research Laboratory, Northern State Medical University, 163000 Arkhangelsk, Russia. ![]()
| REFERENCES |
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| Antimicrob. Agents Chemother. | Clin. Microbiol. Rev. | Infect. Immun. |
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| J. Clin. Microbiol. | J. Virol. | ALL ASM JOURNALS |